34-104609
Jan. 14, 2026
SR-BX-2025-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104607
Jan. 14, 2026
SR-MIAX-2025-51
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report until June 30, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104611
Jan. 14, 2026
SR-Phlx-2025-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees
Comments Due: 21 days after publication in the Federal Register .
See Also -
Exhibit 5
34-104606
Jan. 14, 2026
SR-PEARL-2025-52
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report until June 30, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104610
Jan. 14, 2026
SR-NASDAQ-2025-112
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees
Comments Due: 21 days after publication in the Federal Register .
See Also -
Exhibit 5
34-104608
Jan. 14, 2026
SR-MEMX-2025-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Extend the Sunset Provision Related to the Options Regulatory Fee (ORF)
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104602
Jan. 14, 2026
SR-NYSEARCA-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104605
Jan. 14, 2026
SR-EMERALD-2025-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report until June 30, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104599
Jan. 14, 2026
SR-NYSE-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104604
Jan. 14, 2026
SR-SAPPHIRE-2025-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report until June 30, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104603
Jan. 14, 2026
SR-MRX-2025-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104597
Jan. 14, 2026
SR-PHLX-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the PHLX Pricing Schedule at Options 7, Section 2, Customer Rebate Program, and at Options 7, Section 4, Multiply Listed Options Fees
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104594
Jan. 13, 2026
SR-CboeBZX-2026-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Franklin Bitcoin ETF
Comments Due: 21 days after date of publication in the Federal Register.
34-104593
Jan. 13, 2026
SR-GEMX-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 5, Sections 5 and 7
See Also -
Exhibit 5
34-104592
Jan. 13, 2026
SR-MEMX-2026-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3 to Permit the Listing and Trading of Options on Commodity-Based Trust Shares
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104591
Jan. 13, 2026
SR-PEARL-2025-51
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Amend Non-Transaction Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104590
Jan. 13, 2026
SR-EMERALD-2025-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Amend Non-Transaction Fees
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104589
Jan. 13, 2026
SR-MIAX-2025-50
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Exchange Fee Schedule to Amend Non-Transaction Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104585
Jan. 13, 2026
SR-CBOE-2026-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104588
Jan. 13, 2026
SR-CBOE-2026-004
Notice of Filing of a Proposed Rule Change to Adopt Future-Option Orders
See Also -
Exhibit 5
34-104587
Jan. 13, 2026
SR-LTSE-2025-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 14.602 to Update, Reorganize, and Adopt New Complimentary Products and Services the Exchange Offers to Currently and Newly Listed Companies
See Also -
Exhibit 5
34-104584
Jan. 13, 2026
SR-NYSEARCA-2025-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Charges
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104583
Jan. 13, 2026
SR-PEARL-2025-53
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Adopt a New Market Quoting Program
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104580
Jan. 12, 2026
SR-NYSEAMER-2025-77
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American LLC Equities Proprietary Market Data Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104579
Jan. 12, 2026
SR-NYSEARCA-2025-90
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Equities Proprietary Market Data Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104578
Jan. 12, 2026
SR-NYSE-2025-53
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the New York Stock Exchange LLC Equities Proprietary Market Data Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104577
Jan. 12, 2026
SR-Phlx-2025-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees for Two Newly Established Feeds, the Trades Feed and the Spread Feed
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104576
Jan. 12, 2026
SR-CboeEDGX-2026-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Market Data Fees
Comments Due: February 4, 2026
See Also -
Exhibit 5
34-104575
Jan. 12, 2026
SR-NYSEArca-2025-89
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges to Reflect Certain Central Registration Depository Fees Collected by the Financial Industry Regulatory Authority, Inc.
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104572
Jan. 9, 2026
SR-FINRA-2025-017
Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 4210 (Margin Requirements) to Replace the Day Trading Margin Provisions with Intraday Margin Standards
Comments Due: February 4, 2026
View Received Comments
See Also -
Exhibit 5
34-104571
Jan. 9, 2026
SR-MEMX-2025-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Options Routing Fees
Comments Due: February 4, 2026
See Also -
Exhibit 5
34-104569
Jan. 9, 2026
SR-C2-2026-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Reflect Adjustments to the Financial Industry Regulatory Authority, Inc. (“FINRA”) Annual System Processing Fee Assessed only During Renewals and...
Comments Due: February 4, 2026
See Also -
Exhibit 5
34-104568
Jan. 9, 2026
SR-CBOE-2026-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Market Data Fees
Comments Due: February 4, 2026
See Also -
Exhibit 5
34-104567
Jan. 9, 2026
SR-CBOE-2026-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Reflect Adjustments to Certain FINRA Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104565
Jan. 9, 2026
SR-NYSE-2025-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments Due: February 4, 2026
See Also -
Exhibit 5
34-104562
Jan. 8, 2026
SR-NYSETEX-2025-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments Due: February 3, 2026
See Also -
Exhibit 5
34-104564
Jan. 8, 2026
SR-SAPPHIRE-2025-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Options Regulatory Fee (ORF) Sunset Date from December 31, 2025 to June 30, 2026
Comments Due: February 3, 2026
See Also -
Exhibit 5
34-104563
Jan. 8, 2026
SR-NASDAQ-2025-109
Notice of Filing of Proposed Rule Change to Extend the Exchange’s U.S. Equities Trading Hours to 23 Hours a Day, Five Days a Week
Comments Due: February 3, 2026
See Also -
Exhibit 5
34-104560
Jan. 8, 2026
SR-CboeBZX-2026-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend its Fee Schedule by eliminating LEP Tier 1
Comments Due: February 3, 2026
See Also -
Exhibit 5
34-104559
Jan. 8, 2026
SR-ICC-2025-014
Notice of Filing of Proposed Rule Change Relating to the ICC Collateral Risk Management Framework
Comments Due: February 3, 2026
See Also -
Exhibit 5
34-104557
Jan. 8, 2026
SR-NYSEAMER-2025-75
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List
Comments Due: February 3, 2026
See Also -
Exhibit 5
34-104558
Jan. 8, 2026
SR-NYSE-2025-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments Due: February 3, 2026
See Also -
Exhibit 5
34-104556
Jan. 8, 2026
SR-NYSEARCA-2025-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees
Comments Due: February 3, 2026
See Also -
Exhibit 5
34-104554
Jan. 7, 2026
SR-NYSEARCA-2025-77
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the T. Rowe Price Active Crypto ETF under NYSE Arca Rule 8.201-E (Non-Generic) Commodity-Based Trust Shares
34-104553
Jan. 7, 2026
SR-CboeBZX-2025-081
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Canary PENGU ETF under BZX Rule 14.11...
View Received Comments
34-104552
Jan. 7, 2026
SR-NYSEAMER-2025-74
Notice of Filing of Proposed Change to Amend Certain Rules to List and Trade Options on the Grayscale CoinDesk Crypto 5 ETF
Comments Due: February 2, 2026
See Also -
Exhibit 5
34-104549
Jan. 6, 2026
SR-CboeBZX-2025-142
Notice of Filing of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 11.9(d) to Permit an Intermarket Sweep Order Containing a Time-in-Force other than..
Comments Due: April 12, 2026
View Received Comments
34-104548
Jan. 6, 2026
SR-NYSE-2025-20
Notice of Withdrawal of a Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 from the Requirement to Hold Annual Shareholder Meetings
View Received Comments
34-104547
Jan. 6, 2026
SR-NYSEAMER-2025-76
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule to Reflect Certain Central Registration Depository Fees Collected by the Financial Industry Regulatory Authority, Inc.
Comments Due: January 30, 2026
See Also -
Exhibit 5
34-104546
Jan. 6, 2026
SR-NYSEARCA-2025-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Hashdex Bitcoin ETF Shares
Comments Due: January 30, 2026
34-104545
Jan. 6, 2026
SR-24X-2025-17
Notice of Filing of a Proposed Rule Change to Further Extend the Temporary Exemption from the Ownership and Voting Limitations in the Limited Liability Agreement of 24X Bermuda Holdings LLC
Comments Due: January 29, 2026
See Also -
Exhibit 5
34-104542
Jan. 5, 2026
SR-ISE-2025-26
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Position and Exercise Limits for IBIT Options and FLEX Trading
View Received Comments
34-104543
Jan. 5, 2026
SR-NYSE-2025-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Rule 5310
Comments Due: January 29, 2026
See Also -
Exhibit 5
34-104541
Jan. 5, 2026
SR-IEX-2025-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Modify the Required Criteria for Certain Transaction Fee Tiers Applicable to Executions Priced At or Above $1.00 Per Share and To Introduce Two...
Comments Due: January 29, 2026
See Also -
Exhibit 5
34-104539
Jan. 5, 2026
SR-CboeEDGA-2025-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Cboe One Fees
Comments Due: January 29, 2026
See Also -
Exhibit 5
34-104538
Jan. 5, 2026
SR-CboeEDGX-2025-087
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Cboe One Fees
Comments Due: January 26, 2029
See Also -
Exhibit 5
34-104537
Jan. 5, 2026
SR-DTC-2025-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Guide to the DTC Fee Schedule and Operational Arrangements Relating to Rapid Issuance
Comments Due: January 29, 2026
See Also -
Exhibit 5 , Exhibit 3
34-104534
Jan. 2, 2026
SR-CboeBYX-2025-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Cboe One Fees
Comments Due: January 28, 2026
See Also -
Exhibit 5
34-104533
Jan. 2, 2026
SR-CboeBZX-2025-169
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Cboe One Fees
Comments Due: January 28, 2026
See Also -
Exhibit 5
34-104530
Dec. 31, 2025
SR-TXSE-2025-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Second Amended and Restated Limited Liability Company Agreement of Texas Stock Exchange Related to the Timing of its First Annual Meeting
Comments Due: January 27, 2026
See Also -
Exhibit 5
34-104529
Dec. 30, 2025
SR-LCH SA-2025-010
Notice of Filing of Proposed Rule Change Relating to LCH SA’s Default Management Policy, Investment Risk Policy, Liquidity Risk Policy, Settlement, Payment and Custody Risk Policy, Model Governance, Validation and Review Policy and Contract and Market...
Comments Due: January 26, 2026
See Also -
Exhibit 5
34-104528
Dec. 30, 2025
SR-IEX-2025-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the IEX Fee Schedule Concerning Certain Connectivity Fees
Comments Due: January 26, 2026
See Also -
Exhibit 5
34-104526
Dec. 30, 2025
SR-IEX-2025-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation of the Exchange’s Parent Company, IEX Group, Inc., to Update Certain Ownership and Voting Restrictions
Comments Due: January 26, 2026
See Also -
Exhibit 5
34-104525
Dec. 30, 2025
SR-CBOE-2025-095
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Related to Processing of Auction Responses and Length of Auction Timers
Comments Due: January 26, 2026
See Also -
Exhibit 5
34-104524
Dec. 30, 2025
SR-CBOE-2025-093
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Fee Schedule
Comments Due: January 26, 2026
See Also -
Exhibit 5
34-104523
Dec. 30, 2025
SR-PHLX-2025-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4
Comments Due: January 26, 2026
See Also -
Exhibit 5
34-104522
Dec. 29, 2025
SR-MRX-2025-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Exchange’s Options Regulatory Fee (ORF) Methodology until July 1, 2026
Comments Due: January 23, 2026
See Also -
Exhibit 5
34-104521
Dec. 29, 2025
SR-GEMX-2025-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Exchange’s Options Regulatory Fee (ORF) Methodology until July 1, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104520
Dec. 29, 2025
SR-ISE-2025-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Exchange’s Options Regulatory Fee (ORF) Methodology until July 1, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104519
Dec. 29, 2025
SR-NASDAQ-2025-108
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Exchange’s Options Regulatory Fee (ORF) Methodology until July 1, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104514
Dec. 29, 2025
SR-NYSE-2025-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modify the Implementation Date of SR-NYSE-2025-30
Comments Due: January 23, 2026
34-104518
Dec. 29, 2025
SR-BX-2025-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Exchange’s Options Regulatory Fee (ORF) Methodology until July 1, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104515
Dec. 29, 2025
SR-PHLX-2025-77
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Exchange’s Options Regulatory Fee (ORF) Methodology until July 1, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104513
Dec. 23, 2025
SR-LCH SA-2025-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cash Spreads and Fees on Securities Collateral
Comments Due: January 21, 2026
See Also -
Exhibit 3 , Exhibit 5
34-104511
Dec. 23, 2025
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Amendment No. 1, by Boston Stock Exchange Clearing Corporation and Stock Clearing Corporation of Philadelphia to Amend the Amended and...
File Nos.:
SR-BSECC-2025-001, SR-SCCP-2025-01
Comments Due: October 24, 2025
34-104512
Dec. 23, 2025
4-757
Notice of Filing of the Second Amendment to the Limited Liability Company Agreement of CT Plan LLC to Adopt a Fee Schedule
Comments Due: January 21, 2026
View Received Comments
34-104507
Dec. 23, 2025
SR-C2-2025-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for its Market Data Feeds
Comments Due: January 21, 2026
See Also -
Exhibit 5
34-104510
Dec. 23, 2025
SR-OCC-2025-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning a change in the maximum contingent Operational Loss Fee listed in OCC’s schedule of fees in accordance with OCC’s Capital Management Policy
Comments Due: January 21, 2026
See Also -
Exhibit 3 , Exhibit 5
34-104505
Dec. 23, 2025
SR-ISE-2025-30
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Adoption of Listing Criteria for Options on a Commodity-Based Trust..
Comments Due: January 21, 2026.Rebuttal Comments Due: February 4, 2026.
View Received Comments
34-104504
Dec. 23, 2025
4-698
Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail to Further Reduce the Costs of the Consolidated Audit Trail
Comments Due: January 30, 2026
View Received Comments
34-104503
Dec. 23, 2025
SR-MEMX-2025-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.7 of the Exchange's CAT Compliance Rule
Comments Due: January 21, 2026
See Also -
Exhibit 5
34-104499
Dec. 23, 2025
SR-IEX-2025-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities
Comments Due: January 21, 2026
See Also -
Exhibit 5
34-104501
Dec. 23, 2025
SR-CboeBZX-2025-149
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 11.23(d)(2)(B) (Extending the Quote-Only Period for Initial Public Offering (“IPO”) Auctions)
Comments Due: January 21, 2026
See Also -
Exhibit 5
34-104502
Dec. 23, 2025
SR-FINRA-2025-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6830 (Industry Member Data Reporting) Regarding the Bona Fide Market Making Exception Under SEC Regulation SHO
Comments Due: January 21, 2026
See Also -
Exhibit 5
34-104494
Dec. 22, 2025
SR-ISE-2025-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Best Execution and Interpositioning Rule
Comments Due: January 20, 2026
See Also -
Exhibit 5
34-104493
Dec. 22, 2025
SR-CboeBZX-2025-166
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.13 (Company Listing Fees)
Comments Due: January 20, 2026
See Also -
Exhibit 5
34-104491
Dec. 22, 2025
SR-NYSE-2025-47
Notice of Filing of Proposed Rule Change to Adopt New Rule 8.201 (Generic)
Comments Due: January 20, 2026
See Also -
Exhibit 5
34-104490
Dec. 22, 2025
SR-NYSETEX-2025-38
Notice of Filing of Proposed Rule Change to Adopt New Rule 8.201 (Generic)
Comments Due: January 20, 2026
See Also -
Exhibit 5
34-104489
Dec. 22, 2025
SR-GEMX-2025-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend SQF Port and SQF Purge Port Fees
Comments Due: January 20, 2026
See Also -
Exhibit 5
34-104488
Dec. 22, 2025
SR-ISE-2025-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend SQF Port Fees
Comments Due: January 20, 2026
See Also -
Exhibit 5
34-104487
Dec. 22, 2025
SR-MRX-2025-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend SQF Port and SQF Purge Port Fees
Comments Due: January 20, 2026
See Also -
Exhibit 5
34-104485
Dec. 22, 2025
SR-FICC-2025-025
Notice of Filing of Proposed Rule Change to Amend and Restate the Second Amended and Restated Cross-Margining Agreement between FICC and CME and Amend Related GSD Rules
Comments Due: January 20, 2026
View Received Comments
See Also -
Exhibit 3A , Exhibit 3B , Exhibit 3C , Exhibit 5A , Exhibit 5B
34-104486
Dec. 22, 2025
SR-FICC-2025-801
Notice of Filing and Extension of Review Period of Advance Notice to Amend and Restate the Second Amended and Restated Cross-Margining Agreement between FICC and CME and Amend Related GSD Rules
Comments Due: January 20, 2026
View Received Comments
See Also -
Exhibit 3A , Exhibit 3B , Exhibit 3C , Exhibit 5A , Exhibit 5B
34-104482
Dec. 22, 2025
SR-LTSE-2025-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.630 of the Exchange’s CAT Compliance Rule
Comments Due: January 20, 2026
See Also -
Exhibit 5
34-104484
Dec. 22, 2025
SR-DTC-2025-019
Notice of Filing of Proposed Rule Change to Modify the DTC Settlement Service Guide and DTC Rules as They Relate to the DTC Net Debit Cap
Comments Due: January 20, 2026
See Also -
Exhibit 3 , Exhibit 5
34-104481
Dec. 22, 2025
SR-NASDAQ-2025-101
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Rules Related to Round Lot and Normal Unit of Trading
Comments Due: January 20, 2026
See Also -
Exhibit 5
34-104480
Dec. 22, 2025
SR-FICC-2025-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update a Definition and Certain Provisions Related to Components of GSD’s Funds-Only Settlement
Comments Due: January 20, 2026
See Also -
Exhibit 5
34-104475
Dec. 19, 2025
SR-CBOE-2025-094
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedules to Establish New Fees for its 10 Gigabit Per Second (“Gb”) Physical Port Connection to the Exchange
Comments Due: January 20, 2026
View Received Comments
See Also -
Exhibit 5
34-104474
Dec. 19, 2025
SR-LTSE-2025-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 11.180 and Rule 14.002 to Conform With Recent Amendment to Definition of Round Lot under Rule 600 of Regulation NMS
Comments Due: January 20, 2026
See Also -
Exhibit 5
34-104473
Dec. 19, 2025
SR-Phlx-2025-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9, B, Port Fees
Comments Due: January 20, 2026
See Also -
Exhibit 5