Notice

Release Number SEC Issue Date File Number Details
34-104609 SR-BX-2025-037 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104607 SR-MIAX-2025-51 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report until June 30, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104611 SR-Phlx-2025-80 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104606 SR-PEARL-2025-52 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report until June 30, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104610 SR-NASDAQ-2025-112 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104608 SR-MEMX-2025-36 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Extend the Sunset Provision Related to the Options Regulatory Fee (ORF)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104602 SR-NYSEARCA-2026-01 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104605 SR-EMERALD-2025-24 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report until June 30, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104599 SR-NYSE-2026-01 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104604 SR-SAPPHIRE-2025-45 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report until June 30, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104603 SR-MRX-2025-35 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104597 SR-PHLX-2026-01 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the PHLX Pricing Schedule at Options 7, Section 2, Customer Rebate Program, and at Options 7, Section 4, Multiply Listed Options Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104594 SR-CboeBZX-2026-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Franklin Bitcoin ETF
Comments Due: 21 days after date of publication in the Federal Register.
34-104593 SR-GEMX-2026-01 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 5, Sections 5 and 7
See Also - Exhibit 5
34-104592 SR-MEMX-2026-01 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3 to Permit the Listing and Trading of Options on Commodity-Based Trust Shares
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104591 SR-PEARL-2025-51 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Amend Non-Transaction Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104590 SR-EMERALD-2025-23 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Amend Non-Transaction Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104589 SR-MIAX-2025-50 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Exchange Fee Schedule to Amend Non-Transaction Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104585 SR-CBOE-2026-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104588 SR-CBOE-2026-004 Notice of Filing of a Proposed Rule Change to Adopt Future-Option Orders
See Also - Exhibit 5
34-104587 SR-LTSE-2025-31 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 14.602 to Update, Reorganize, and Adopt New Complimentary Products and Services the Exchange Offers to Currently and Newly Listed Companies
See Also - Exhibit 5
34-104584 SR-NYSEARCA-2025-91 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Charges
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104583 SR-PEARL-2025-53 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Adopt a New Market Quoting Program
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104580 SR-NYSEAMER-2025-77 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American LLC Equities Proprietary Market Data Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104579 SR-NYSEARCA-2025-90 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Equities Proprietary Market Data Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104578 SR-NYSE-2025-53 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the New York Stock Exchange LLC Equities Proprietary Market Data Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104577 SR-Phlx-2025-78 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees for Two Newly Established Feeds, the Trades Feed and the Spread Feed
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104576 SR-CboeEDGX-2026-001 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Market Data Fees
Comments Due: February 4, 2026
See Also - Exhibit 5
34-104575 SR-NYSEArca-2025-89 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges to Reflect Certain Central Registration Depository Fees Collected by the Financial Industry Regulatory Authority, Inc.
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104572 SR-FINRA-2025-017 Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 4210 (Margin Requirements) to Replace the Day Trading Margin Provisions with Intraday Margin Standards
Comments Due: February 4, 2026
View Received Comments
See Also - Exhibit 5
34-104571 SR-MEMX-2025-35 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Options Routing Fees
Comments Due: February 4, 2026
See Also - Exhibit 5
34-104569 SR-C2-2026-001 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Reflect Adjustments to the Financial Industry Regulatory Authority, Inc. (“FINRA”) Annual System Processing Fee Assessed only During Renewals and...
Comments Due: February 4, 2026
See Also - Exhibit 5
34-104568 SR-CBOE-2026-003 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Market Data Fees
Comments Due: February 4, 2026
See Also - Exhibit 5
34-104567 SR-CBOE-2026-001 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Reflect Adjustments to Certain FINRA Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104565 SR-NYSE-2025-52 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments Due: February 4, 2026
See Also - Exhibit 5
34-104562 SR-NYSETEX-2025-39 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments Due: February 3, 2026
See Also - Exhibit 5
34-104564 SR-SAPPHIRE-2025-46 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Options Regulatory Fee (ORF) Sunset Date from December 31, 2025 to June 30, 2026
Comments Due: February 3, 2026
See Also - Exhibit 5
34-104563 SR-NASDAQ-2025-109 Notice of Filing of Proposed Rule Change to Extend the Exchange’s U.S. Equities Trading Hours to 23 Hours a Day, Five Days a Week
Comments Due: February 3, 2026
See Also - Exhibit 5
34-104560 SR-CboeBZX-2026-001 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend its Fee Schedule by eliminating LEP Tier 1
Comments Due: February 3, 2026
See Also - Exhibit 5
34-104559 SR-ICC-2025-014 Notice of Filing of Proposed Rule Change Relating to the ICC Collateral Risk Management Framework
Comments Due: February 3, 2026
See Also - Exhibit 5
34-104557 SR-NYSEAMER-2025-75 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List
Comments Due: February 3, 2026
See Also - Exhibit 5
34-104558 SR-NYSE-2025-51 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments Due: February 3, 2026
See Also - Exhibit 5
34-104556 SR-NYSEARCA-2025-88 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees
Comments Due: February 3, 2026
See Also - Exhibit 5
34-104554 SR-NYSEARCA-2025-77 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the T. Rowe Price Active Crypto ETF under NYSE Arca Rule 8.201-E (Non-Generic) Commodity-Based Trust Shares
34-104553 SR-CboeBZX-2025-081 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Canary PENGU ETF under BZX Rule 14.11...
View Received Comments
34-104552 SR-NYSEAMER-2025-74 Notice of Filing of Proposed Change to Amend Certain Rules to List and Trade Options on the Grayscale CoinDesk Crypto 5 ETF
Comments Due: February 2, 2026
See Also - Exhibit 5
34-104549 SR-CboeBZX-2025-142 Notice of Filing of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 11.9(d) to Permit an Intermarket Sweep Order Containing a Time-in-Force other than..
Comments Due: April 12, 2026
View Received Comments
34-104548 SR-NYSE-2025-20 Notice of Withdrawal of a Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 from the Requirement to Hold Annual Shareholder Meetings
View Received Comments
34-104547 SR-NYSEAMER-2025-76 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule to Reflect Certain Central Registration Depository Fees Collected by the Financial Industry Regulatory Authority, Inc.
Comments Due: January 30, 2026
See Also - Exhibit 5
34-104546 SR-NYSEARCA-2025-87 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Hashdex Bitcoin ETF Shares
Comments Due: January 30, 2026
34-104545 SR-24X-2025-17 Notice of Filing of a Proposed Rule Change to Further Extend the Temporary Exemption from the Ownership and Voting Limitations in the Limited Liability Agreement of 24X Bermuda Holdings LLC
Comments Due: January 29, 2026
See Also - Exhibit 5
34-104542 SR-ISE-2025-26 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Position and Exercise Limits for IBIT Options and FLEX Trading
View Received Comments
34-104543 SR-NYSE-2025-50 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Rule 5310
Comments Due: January 29, 2026
See Also - Exhibit 5
34-104541 SR-IEX-2025-39 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Modify the Required Criteria for Certain Transaction Fee Tiers Applicable to Executions Priced At or Above $1.00 Per Share and To Introduce Two...
Comments Due: January 29, 2026
See Also - Exhibit 5
34-104539 SR-CboeEDGA-2025-035 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Cboe One Fees
Comments Due: January 29, 2026
See Also - Exhibit 5
34-104538 SR-CboeEDGX-2025-087 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Cboe One Fees
Comments Due: January 26, 2029
See Also - Exhibit 5
34-104537 SR-DTC-2025-020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Guide to the DTC Fee Schedule and Operational Arrangements Relating to Rapid Issuance
Comments Due: January 29, 2026
See Also - Exhibit 5, Exhibit 3
34-104534 SR-CboeBYX-2025-037 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Cboe One Fees
Comments Due: January 28, 2026
See Also - Exhibit 5
34-104533 SR-CboeBZX-2025-169 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Cboe One Fees
Comments Due: January 28, 2026
See Also - Exhibit 5
34-104530 SR-TXSE-2025-003 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Second Amended and Restated Limited Liability Company Agreement of Texas Stock Exchange Related to the Timing of its First Annual Meeting
Comments Due: January 27, 2026
See Also - Exhibit 5
34-104529 SR-LCH SA-2025-010 Notice of Filing of Proposed Rule Change Relating to LCH SA’s Default Management Policy, Investment Risk Policy, Liquidity Risk Policy, Settlement, Payment and Custody Risk Policy, Model Governance, Validation and Review Policy and Contract and Market...
Comments Due: January 26, 2026
See Also - Exhibit 5
34-104528 SR-IEX-2025-36 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the IEX Fee Schedule Concerning Certain Connectivity Fees
Comments Due: January 26, 2026
See Also - Exhibit 5
34-104526 SR-IEX-2025-38 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation of the Exchange’s Parent Company, IEX Group, Inc., to Update Certain Ownership and Voting Restrictions
Comments Due: January 26, 2026
See Also - Exhibit 5
34-104525 SR-CBOE-2025-095 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Related to Processing of Auction Responses and Length of Auction Timers
Comments Due: January 26, 2026
See Also - Exhibit 5
34-104524 SR-CBOE-2025-093 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Fee Schedule
Comments Due: January 26, 2026
See Also - Exhibit 5
34-104523 SR-PHLX-2025-74 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4
Comments Due: January 26, 2026
See Also - Exhibit 5
34-104522 SR-MRX-2025-33 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Exchange’s Options Regulatory Fee (ORF) Methodology until July 1, 2026
Comments Due: January 23, 2026
See Also - Exhibit 5
34-104521 SR-GEMX-2025-036 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Exchange’s Options Regulatory Fee (ORF) Methodology until July 1, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104520 SR-ISE-2025-42 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Exchange’s Options Regulatory Fee (ORF) Methodology until July 1, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104519 SR-NASDAQ-2025-108 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Exchange’s Options Regulatory Fee (ORF) Methodology until July 1, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104514 SR-NYSE-2025-49 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modify the Implementation Date of SR-NYSE-2025-30
Comments Due: January 23, 2026
34-104518 SR-BX-2025-035 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Exchange’s Options Regulatory Fee (ORF) Methodology until July 1, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104515 SR-PHLX-2025-77 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Exchange’s Options Regulatory Fee (ORF) Methodology until July 1, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104513 SR-LCH SA-2025-009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cash Spreads and Fees on Securities Collateral
Comments Due: January 21, 2026
See Also - Exhibit 3, Exhibit 5
34-104511 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Amendment No. 1, by Boston Stock Exchange Clearing Corporation and Stock Clearing Corporation of Philadelphia to Amend the Amended and...
File Nos.: SR-BSECC-2025-001, SR-SCCP-2025-01 Comments Due: October 24, 2025
34-104512 4-757 Notice of Filing of the Second Amendment to the Limited Liability Company Agreement of CT Plan LLC to Adopt a Fee Schedule
Comments Due: January 21, 2026
View Received Comments
34-104507 SR-C2-2025-030 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for its Market Data Feeds
Comments Due: January 21, 2026
See Also - Exhibit 5
34-104510 SR-OCC-2025-020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning a change in the maximum contingent Operational Loss Fee listed in OCC’s schedule of fees in accordance with OCC’s Capital Management Policy
Comments Due: January 21, 2026
See Also - Exhibit 3, Exhibit 5
34-104505 SR-ISE-2025-30 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Adoption of Listing Criteria for Options on a Commodity-Based Trust..
Comments Due: January 21, 2026.
Rebuttal Comments Due: February 4, 2026.
View Received Comments
34-104504 4-698 Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail to Further Reduce the Costs of the Consolidated Audit Trail
Comments Due: January 30, 2026
View Received Comments
34-104503 SR-MEMX-2025-34 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.7 of the Exchange's CAT Compliance Rule
Comments Due: January 21, 2026
See Also - Exhibit 5
34-104499 SR-IEX-2025-37 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities
Comments Due: January 21, 2026
See Also - Exhibit 5
34-104501 SR-CboeBZX-2025-149 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 11.23(d)(2)(B) (Extending the Quote-Only Period for Initial Public Offering (“IPO”) Auctions)
Comments Due: January 21, 2026
See Also - Exhibit 5
34-104502 SR-FINRA-2025-016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6830 (Industry Member Data Reporting) Regarding the Bona Fide Market Making Exception Under SEC Regulation SHO
Comments Due: January 21, 2026
See Also - Exhibit 5
34-104494 SR-ISE-2025-43 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Best Execution and Interpositioning Rule
Comments Due: January 20, 2026
See Also - Exhibit 5
34-104493 SR-CboeBZX-2025-166 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.13 (Company Listing Fees)
Comments Due: January 20, 2026
See Also - Exhibit 5
34-104491 SR-NYSE-2025-47 Notice of Filing of Proposed Rule Change to Adopt New Rule 8.201 (Generic)
Comments Due: January 20, 2026
See Also - Exhibit 5
34-104490 SR-NYSETEX-2025-38 Notice of Filing of Proposed Rule Change to Adopt New Rule 8.201 (Generic)
Comments Due: January 20, 2026
See Also - Exhibit 5
34-104489 SR-GEMX-2025-35 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend SQF Port and SQF Purge Port Fees
Comments Due: January 20, 2026
See Also - Exhibit 5
34-104488 SR-ISE-2025-41 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend SQF Port Fees
Comments Due: January 20, 2026
See Also - Exhibit 5
34-104487 SR-MRX-2025-32 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend SQF Port and SQF Purge Port Fees
Comments Due: January 20, 2026
See Also - Exhibit 5
34-104485 SR-FICC-2025-025 Notice of Filing of Proposed Rule Change to Amend and Restate the Second Amended and Restated Cross-Margining Agreement between FICC and CME and Amend Related GSD Rules
Comments Due: January 20, 2026
View Received Comments
See Also - Exhibit 3A, Exhibit 3B, Exhibit 3C, Exhibit 5A, Exhibit 5B
34-104486 SR-FICC-2025-801 Notice of Filing and Extension of Review Period of Advance Notice to Amend and Restate the Second Amended and Restated Cross-Margining Agreement between FICC and CME and Amend Related GSD Rules
Comments Due: January 20, 2026
View Received Comments
See Also - Exhibit 3A, Exhibit 3B, Exhibit 3C, Exhibit 5A, Exhibit 5B
34-104482 SR-LTSE-2025-26 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.630 of the Exchange’s CAT Compliance Rule
Comments Due: January 20, 2026
See Also - Exhibit 5
34-104484 SR-DTC-2025-019 Notice of Filing of Proposed Rule Change to Modify the DTC Settlement Service Guide and DTC Rules as They Relate to the DTC Net Debit Cap
Comments Due: January 20, 2026
See Also - Exhibit 3, Exhibit 5
34-104481 SR-NASDAQ-2025-101 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Rules Related to Round Lot and Normal Unit of Trading
Comments Due: January 20, 2026
See Also - Exhibit 5
34-104480 SR-FICC-2025-026 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update a Definition and Certain Provisions Related to Components of GSD’s Funds-Only Settlement
Comments Due: January 20, 2026
See Also - Exhibit 5
34-104475 SR-CBOE-2025-094 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedules to Establish New Fees for its 10 Gigabit Per Second (“Gb”) Physical Port Connection to the Exchange
Comments Due: January 20, 2026
View Received Comments
See Also - Exhibit 5
34-104474 SR-LTSE-2025-28 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 11.180 and Rule 14.002 to Conform With Recent Amendment to Definition of Round Lot under Rule 600 of Regulation NMS
Comments Due: January 20, 2026
See Also - Exhibit 5
34-104473 SR-Phlx-2025-76 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9, B, Port Fees
Comments Due: January 20, 2026
See Also - Exhibit 5