National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100643 | Aug 2, 2024 | SR-NYSE-2024-42 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-NYSE-2024-42
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| 34-100628 | Jul 31, 2024 | SR-BOX-2024-03, SR-BX-2024-002, SR-C2-2024-002, SR-CBOE-2024-003, SR-CboeBYX-2024-002, SR-CboeBZX-2024-004, SR-CboeEDGA-2024-002, SR-CboeEDGX-2024-005, SR-EMERALD-2024-01, SR-FINRA-2024-002, SR-GEMX-2024-02, SR-IEX-2024-01, SR-ISE-2024-02, SR-LTSE-2024-02, SR-MEMX-2024-01, SR-MIAX-2024-02, SR-MRX-2024-01, SR-NASDAQ-2024-001, SR-NYSE-2024-03, SR-NYSEAMER-2024-02, SR-NYSEARCA-2024-02, SR-NYSECHX-2024-02, SR-NYSENAT-2024-01, SR-PEARL-2024-01, SR-PEARL-2024-02, SR-Phlx-2024-01 | BOX Exchange LLC (BOX), Nasdaq BX, Inc. (BX), Cboe C2 Exchange, Inc. (C2), Cboe Exchange, Inc. (CBOE), Cboe BYX Exchange, Inc. (CboeBYX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe EDGX Exchange, Inc. (CboeEDGX), MIAX Emerald, LLC (EMERALD), Financial Industry Regulatory Authority (FINRA), Nasdaq GEMX, LLC (GEMX), Investors Exchange LLC (IEX), Nasdaq ISE, LLC (ISE), Long-Term Stock Exchange, Inc. (LTSE), MEMX LLC (MEMX), Miami International Securities Exchange, LLC (MIAX), Nasdaq MRX, LLC (MRX), The Nasdaq Stock Market LLC (NASDAQ), New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSEAMER), NYSE Arca (NYSEARCA), NYSE Chicago, Inc. (NYSECHX), NYSE National, Inc. (NYSENAT), MIAX PEARL, LLC (PEARL), Nasdaq PHLX LLC (Phlx) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan G View Received Comments |
| 34-100625 | Jul 31, 2024 | SR-NYSE-2024-41 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31 Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100609 | Jul 26, 2024 | SR-NYSE-2024-40 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change to Amend Rule 7.31(f)(1) Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100603 | Jul 25, 2024 | SR-NYSE-2024-39 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Proprietary Market Data Fee Schedule to Establish an Access Fee for the NYSE Pillar Depth Data Feed Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100602 | Jul 25, 2024 | SR-NYSE-2024-38 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for the NYSE Aggregated Lite Data Feed Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100585 | Jul 24, 2024 | SR-NYSE-2024-21 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Section 802.01D of the NYSE Listed Company Manual Concerning the Suspension and Delisting of a Listed Company t View Received Comments |
| 34-100480 | Jul 9, 2024 | SR-NYSE-2024-18 | New York Stock Exchange LLC (NYSE) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Section 102.06 of the NYSE Listed Company Manual to Provide that a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months fro Comments Due: 21 days after the date of publication in the Federal Register. Rebuttal comments should be submitted 35 days after date of publication in the Federal Register. View Received Comments |
| 34-100460 | Jul 3, 2024 | SR-NYSE-2024-35 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement to Hold Annual Shareholder Meetings Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-100459 | Jul 3, 2024 | SR-NYSE-2023-36 | New York Stock Exchange LLC (NYSE) | New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change Regarding Enhancements to its DMM Program |