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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-68128 | Nov 1, 2012 | SR-NYSEMKT-2012-55 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 968NY To Allow for the Split-Price Priority Provisions To Apply to Open Outcry Trading of Cabinet Trades See Also - Exhibit 5 |
| 34-68135 | Nov 1, 2012 | SR-NYSEMKT-2012-41 | NYSE MKT (NYSEMKT) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Commentary .04 to NYSE Amex Options Rule 903 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions See Also - Rel. No. 34-68460, Rel. No. 34-67862 |
| 34-68117 | Oct 26, 2012 | SR-NYSEMKT-2012-51 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 140 and 141 of the NYSE MKT LLC Company Guide To Amend Annual Fees and Certain Other Listing Fees Included Therein and To Make Technical and Conforming Changes See Also - Exhibit 5 |
| 34-68066 | Oct 18, 2012 | SR-NYSEMKT-2012-52 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-Equities To Add a New Paragraph (c)(3) Addressing the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities See Also - Exhibit 5 |
| 34-68036 | Oct 11, 2012 | SR-NYSEMKT-2012-50 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule Relating to Criteria for Rebates to Order Flow Providers |
| 34-68007 | Oct 9, 2012 | SR-NYSEMKT-2012-48 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Sections 110, 801, 803 and 805 of the Exchange's Company Guide To Comply With the Requirements of Securities and Exchange Commission Rule 10C-1 View Received Comments See Also - Exhibit 5, Rel. No. 34-68637, Rel. No. 34-68313 |
| 34-68004 | Oct 9, 2012 | SR-NYSEMKT-2012-49 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Certain Proprietary Options Market Data Products See Also - Exhibit 5 |
| 34-67902 | Sep 21, 2012 | SR-NYSEMKT-2012-23 | NYSE MKT (NYSEMKT) | Order To Reflect Changes to the Capital Structure of the Company See Also - Rel. No. 34-67569 |
| 34-67907 | Sep 21, 2012 | SR-NYSEMKT-2012-45 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 1203(a) and 1205(b) of the NYSE MKT Company Guide ("Company Guide") To Increase the Fees Applicable to Issuers Requesting Review of a Determination To Limit or Prohibit the Continued Listing of Their Securities on the Exchange See Also - Exhibit 5 |
| 34-67897 | Sep 20, 2012 | SR-NYSEMKT-2012-42 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change and Amendment No. 1, Amending Rule 903(h) and Related Commentary .10 To Expand the Number of Expirations Available Under the Short Term Option Series Program ("STOS Program"), To Allow for the Exchange To Delist Any Series in the STOS That Do Not Have Open Interest and To Expand the Number of Series in STOS Under Limited Circumstances See Also - Exhibit 5, Rel. No. 34-68191 |