National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-70862 | Nov 13, 2013 | SR-MIAX-2013-51 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 504, Trading Halts See Also - Exhibit 5 |
| 34-70788 | Oct 31, 2013 | SR-MIAX-2013-50 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule See Also - Exhibit 5 |
| 34-70769 | Oct 29, 2013 | SR-MIAX-2013-49 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule See Also - Exhibit 5 |
| 34-70543 | Sep 27, 2013 | SR-MIAX-2013-45 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503 See Also - Exhibit 5 |
| 34-70523 | Sep 26, 2013 | SR-MIAX-2013-47 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Fee Schedule See Also - Exhibit 5 |
| 34-70505 | Sep 25, 2013 | SR-MIAX-2013-44 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Exchange Rule 604 in Connection With Market Maker Continuous Quoting Obligations See Also - Exhibit 5 |
| 34-70498 | Sep 25, 2013 | SR-MIAX-2013-43 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement an Equity Rights Program View Received Comments |
| 34-70357 | Sep 10, 2013 | SR-MIAX-2013-42 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1014 See Also - Exhibit 5 |
| 34-70346 | Sep 9, 2013 | SR-MIAX-2013-41 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Fee Schedule See Also - Exhibit 5 |
| 34-70299 | Sep 3, 2013 | SR-MIAX-2013-40 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend MIAX Rule 1322, Options Communications |