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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-71480 SEC Issue Date:Feb 5, 2014 File Number:SR-BOX-2014-07 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
See Also - Exhibit 5
Release Number:34-71374 SEC Issue Date:Jan 23, 2014 File Number:SR-BOX-2014-05 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Rules To Remove the BOX-Top Order
See Also - Exhibit 5
Release Number:34-71346 SEC Issue Date:Jan 17, 2014 File Number:SR-BOX-2014-04 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Rule 7290 (Price Protection for Limit Orders)
See Also - Exhibit 5
Release Number:34-71344 SEC Issue Date:Jan 17, 2014 File Number:SR-BOX-2014-02 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing of Proposed Rule Change To Amend BOX Rule 8130
See Also - Exhibit 5
Release Number:34-71343 SEC Issue Date:Jan 17, 2014 File Number:SR-BOX-2014-03 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Rule 7280 (Bulk Cancellation of Trading Interest)
See Also - Exhibit 5
Release Number:34-71312 SEC Issue Date:Jan 15, 2014 File Number:SR-BOX-2014-01 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Establish Fees for Complex Order Price Improvement Period ("COPIP") Transactions
See Also - Exhibit 5
Release Number:34-71189 SEC Issue Date:Dec 26, 2013 File Number:SR-BOX-2013-60 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Short Term Options Program
See Also - Exhibit 5
Release Number:34-71188 SEC Issue Date:Dec 26, 2013 File Number:SR-BOX-2013-59 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program
See Also - Exhibit 5
Release Number:34-71148 SEC Issue Date:Dec 19, 2013 File Number:SR-BOX-2013-43 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Permit Complex Orders to Participate in Price Improvement Periods
View Received Comments
See Also - Rel. No. 34-70427, Rel. No. 34-70797
Release Number:34-71084 SEC Issue Date:Dec 16, 2013 File Number:SR-BOX-2013-58 SRO Organization:BOX Exchange LLC (BOX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove References to the Nasdaq 100 Index
See Also - Exhibit 5