National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-85348 | Mar 18, 2019 | SR-NYSEAMER-2019-05 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Rule 960NY To Specify That Replacement Issues May Be Added to the Penny Pilot Quarterly View Received Comments See Also - Exhibit 5 |
| 34-85302 | Mar 13, 2019 | SR-NYSEAMER-2019-02 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services See Also - Exhibit 5 |
| 34-85272 | Mar 8, 2019 | SR-NYSEAMER-2019-04 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16E, 7.18E, 7.31E, 7.34E, 7.35E, and 7.38E See Also - Exhibit 5 |
| 34-85168 | Feb 20, 2019 | SR-NYSEAMER-2019-01 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E Relating to the Minimum Trade Size Modifier See Also - Exhibit 5 |
| 34-85023 | Jan 31, 2019 | SR-NYSEAMER-2018-58 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-84975 | Dec 26, 2018 | SR-NYSEAMER-2018-56 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-84925 | Dec 21, 2018 | SR-NYSEAMER-2018-55 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Options Fee Schedule and Equities Price List To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services See Also - Exhibit 5 |
| 34-84870 | Dec 19, 2018 | SR-NYSEAMER-2018-39 | NYSE American LLC (NYSEAMER) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Allow Flexible Exchange Equity Options Where the Underlying Security Is an Exchange-Traded Fund That Is Included in the Option Penny Pilot To Be Settled in Cash |
| 34-84871 | Dec 19, 2018 | SR-NYSEAMER-2018-57 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .02 to Rule 960NY in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2019 See Also - Exhibit 5 |
| 34-84724 | Dec 6, 2018 | SR-NYSEAMER-2018-54 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules To Delete References to the Term "Allied Member" and Correct Rule 2.1220 See Also - Exhibit 5 |