National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-61556 | Feb 22, 2010 | SR-NYSEAmex-2010-13 | NYSE Amex (NYSEAmex) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by NYSE Amex LLC Changing Certain NYSE Amex Equities Rules To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. |
| 34-61535 | Feb 18, 2010 | SR-NYSEAmex-2010-14 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Amending Position Limits for Certain Exchange Traded Funds View Received Comments |
| 34-61499 | Feb 4, 2010 | SR-NYSEAmex-2010-04 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 991 Options Communications |
| 34-61479 | Feb 3, 2010 | SR-NYSEAmex-2010-08 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 960NY Trading Differentials See Also - Exhibit 5 |
| 34-61483 | Feb 3, 2010 | SR-NYSEArca-2009-110, SR-NYSEAmex-2009-86, SR-ISE-2009-106, SR-CBOE-2010-007 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), Nasdaq ISE, LLC (ISE), Cboe Exchange, Inc. (CBOE) | Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust See Also - Rel. No. 34-61228, Rel. No. 34-61222, Rel. No. 34-61223 |
| 34-61471 | Feb 2, 2010 | SR-NYSEAmex-2010-06 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program |
| 34-61402 | Jan 22, 2010 | NYSEAmex-2010-05 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Implementation Date of Information Memo 10-03, Which Provides Updated Parameters for, and Guidance on the Application of, the Exchange's Gap Quote Policy |
| 34-61403 | Jan 22, 2010 | SR-NYSE-Amex-2009-85 | NYSE Amex (NYSEAmex) | Order Approving Proposed Rule Change To Establish the NYSE Amex Realtime Reference Prices Service See Also - Rel. No. 34-61144 |
| 34-61394 | Jan 21, 2010 | SR-NYSEAmex-2010-02 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 975NY See Also - Exhibit 5 |
| 34-61360 | Jan 14, 2010 | SR-NYSEAMEX-2010-03 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 452-NYSE Amex Equities and Section 723 of the NYSE Amex Company Guide To Insert a Date (January 1, 2010) That Was Inadvertently Omitted in a Previous Rule Change See Also - Exhibit 5 |