National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-49723 | May 18, 2004 | SR-CBOE-2004-26 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. to Remove From the Exchange Rules References to Certain Indexes and Trading Permits |
34-49699 | May 13, 2004 | SR-CBOE-2003-42 | Cboe Exchange, Inc. (CBOE) | Order Granting Accelerated Approval of Amendment No. 1 Relating to the Retail Automatic Execution System |
34-49698 | May 13, 2004 | SR-CBOE-2004-09 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Options on Certain CBOE Volatility Indexes |
34-49687 | May 12, 2004 | SR-CBOE-2004-05 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Inc. Relating to the Relocation of an Entire Trading Station's Securities to Another Trading Station See Also - Rel. No. 34-49877 |
34-49679 | May 11, 2004 | SR-CBOE-2004-27 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. To Amend the Modified Rapid Opening Procedure Pilot Program |
34-49659 | May 6, 2004 | SR-CBOE-2004-15 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to Automatic Executions for Underlying Specialists See Also - Rel. No. 34-49880 |
34-49643 | Apr 30, 2004 | SR-CBOE-2004-24 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Allowing a New Type of Designated Primary Market-Maker-e-DPMs See Also - Rel. No. 34-50003 |
34-49614 | Apr 26, 2004 | SR-CBOE-2004-23 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. and Amendment No. 1 Thereto To Permanently Approve the Modified ROS Opening Procedure Pilot Program, Which Occurs on the Settlement Date of Futures and Options on Volatility Indexes See Also - Rel. No. 34-49798A, Rel. No. 34-49798 |
34-49620 | Apr 26, 2004 | SR-CBOE-2004-16 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b) View Received Comments See Also - Rel. Nos. 34-51568, 34-51252, 34-50464, 34-50028 |
34-49601 | Apr 22, 2004 | SR-CBOE-2004-19 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc., Relating to a DPM and Market Maker Transaction Fee |