National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-49798A | Jul 6, 2004 | SR-CBOE-2004-23 | Cboe Exchange, Inc. (CBOE) | Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Inc. To Permanently Approve the Modified ROS Opening Procedure Pilot Program, Which Occurs on the Settlement Date of Futures and Options on Volatility Indexes See Also - Rel. No. 34-49798, Rel. No. 34-49614 |
34-49965 | Jul 2, 2004 | SR-CBOE-2004-30 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage See Also - Rel. No. 34-51244A |
34-49932 | Jun 28, 2004 | SR-CBOE-2002-24 | Cboe Exchange, Inc. (CBOE) | Order Granting Accelerated Approval to Amendment Nos. 3 and 4 Relating to Listing Standards for Options on Micro Narrow-Based Security Indexes |
34-49919 | Jun 25, 2004 | SR-CBOE-2004-36 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc., Relating to a One-Month Extension of the $5 Quote Width Pilot Program |
34-49916 | Jun 25, 2004 | SR-CBOE-2004-35 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. to Amend CBOE Rule 8.85 to Require the Immediate Display of Customer Limit Orders See Also - Rel. No. 34-51063 |
34-49887 | Jun 17, 2004 | SR-CBOE-2004-31 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by Chicago Board Options Exchange, Inc., Relating to Handling of Principal Acting as Agent Orders Under Linkage |
34-49880 | Jun 17, 2004 | SR-CBOE-2004-15 | Cboe Exchange, Inc. (CBOE) | Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to Automatic Executions for Underlying Specialists See Also - Rel. No. 34-49659 |
34-49877 | Jun 16, 2004 | SR-CBOE-2004-05 | Cboe Exchange, Inc. (CBOE) | Order Granting Accelerated Approval of Amendment No. 3 Thereto by the Chicago Board Options Exchange, Inc. Relating to the Relocation of an Entire Trading Station's Securities to Another Trading Station See Also - Rel. No. 34-49687 |
34-49867 | Jun 15, 2004 | SR-CBOE-2004-29 | Cboe Exchange, Inc. (CBOE) | Notice of Filing an Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 thereto, by the Chicago Board Options Exchange, Incorporated Proposing to Extend a Pilot Program Relating to Certain Limitations on Trade-Through Liability. |
34-49814 | Jun 4, 2004 | SR-CBOE-2004-33 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Frequency of Executions on the Hybrid Trading System See Also - Rel. No. 34-50005 |