National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50583 | Oct 22, 2004 | SR-CBOE-2004-64 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to the Allocation of N-Second Group Trades Pursuant to Rule 6.45A(c) See Also - Rel. No. 34-50775 |
| 34-50562 | Oct 19, 2004 | SR-CBOE-2004-41, SR-ISE-2004-01, SR-PCX-2004-84, SR-Phlx-2004-16, SR-BSE-2004-14 | Cboe Exchange, Inc. (CBOE) | Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders See Also - Rel. No. 34-50340, Rel. No. 34-50339, Rel. No. 34-50346, Rel. No. 34-50342, Rel. No. 34-50341 |
| 34-50548 | Oct 15, 2004 | SR-CBOE-2004-25 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Relating to Designated Primary Market-Makers Obligations See Also - Rel. No. 34-50725 |
| 34-50542 | Oct 14, 2004 | SR-CBOE-2004-50 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. To Amend Its Rules Regarding Limitations on Designated Primary Market-Makers Putting Into Effect Stop and Stop-Limit Orders See Also - Rel. No. 34-50853 |
| 34-50540 | Oct 14, 2004 | SR-CBOE-2004-57 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Relating to the Permanent Approval of Autobook |
| 34-50484 | Oct 1, 2004 | SR-CBOE-2003-33 | Cboe Exchange, Inc. (CBOE) | Order Granting Accelerated Approval to Amendments No. 2, 3 and 4 Relating to Non-Member Market Maker Transaction Fees View Received Comments See Also - Rel. No. 34-48815 |
| 34-50469 | Sep 29, 2004 | SR-CBOE-2004-61 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Reduction of Customer Transaction Fees for Options on Exchange-Traded Funds and Holding Company Depositary Receipts |
| 34-50464 | Sep 29, 2004 | SR-CBOE-2004-16 | Cboe Exchange, Inc. (CBOE) | Order Granting Petition for Review and Scheduling Filing of Statements View Received Comments See Also - Rel. Nos. 34-51568, 34-51252, 34-50028, Rel. No. 34-49620 |
| 34-50340 | Sep 9, 2004 | SR-CBOE-2004-41 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders See Also - Rel. No. 34-50562 |
| 34-50327 | Sep 7, 2004 | SR-CBOE-2004-12 | Cboe Exchange, Inc. (CBOE) | Order Approving Proposed Rule Change by the Chicago Board Options Exchange, Incorporated To Require Members To Use and Maintain a Back-up Autoquote System in Hybrid Classes See Also - Rel. No. 34-50055 |