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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-84380 Oct 5, 2018 SR-NYSENAT-2018-22 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees
See Also - Exhibit 5
34-84350 Oct 3, 2018 SR-NYSENAT-2018-21 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Amendments to Rules Regarding Qualification, Registration and Continuing Education Applicable to Equity Trading Permit Holders
See Also - Exhibit 5
34-83900 Aug 22, 2018 SR-NYSENAT-2018-19 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 Relating to Reserve Orders and Re-Name Two Order Types
See Also - Exhibit 5
34-83843 Aug 14, 2018 SR-NYSENAT-2018-18 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates
See Also - Exhibit 5
34-83715 Jul 26, 2018 SR-NYSENAT-2018-17 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Related to Co-Location Services in Connection With a Proposed Transaction With the Chicago Stock Exchange, Inc. Exchange and Its Parent, CHX Holdings, Inc.
See Also - Exhibit 5
34-83709 Jul 25, 2018 SR-NYSENAT-2018-15 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates
See Also - Exhibit 5
34-83687 Jul 23, 2018 SR-NYSENAT-2018-16 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Adopt Two New Adding Tiers and Regulatory Fees in Connection With Use of the Central Registration Depository
See Also - Exhibit 5
34-83439 Jun 14, 2018 SR-NYSENAT-2018-12 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Transaction, Routing, and Port Fees In Connection With the Re-Launch of Trading on the Exchange
34-83440 Jun 14, 2018 SR-NYSENAT-2018-13 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Extend the Current Waiver of Certain Adding and Taking Tier Volume Requirements to July 1, 2018, and Make Non-Substantive Changes To Eliminate Obsolete Text
34-83351 May 31, 2018 SR-NYSENAT-2018-07 NYSE National, Inc. (NYSENAT) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Co-Location Services and Fees In Connection With the Re-Launch of Trading on the Exchange and To Amend Its Schedule of Fees and Rebates To Provide for Such Co-Location Services
See Also - Exhibit 5