National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-84380 | SEC Issue Date:Oct 5, 2018 | File Number:SR-NYSENAT-2018-22 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees See Also - Exhibit 5 |
| Release Number:34-84350 | SEC Issue Date:Oct 3, 2018 | File Number:SR-NYSENAT-2018-21 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Amendments to Rules Regarding Qualification, Registration and Continuing Education Applicable to Equity Trading Permit Holders See Also - Exhibit 5 |
| Release Number:34-83900 | SEC Issue Date:Aug 22, 2018 | File Number:SR-NYSENAT-2018-19 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 Relating to Reserve Orders and Re-Name Two Order Types See Also - Exhibit 5 |
| Release Number:34-83843 | SEC Issue Date:Aug 14, 2018 | File Number:SR-NYSENAT-2018-18 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates See Also - Exhibit 5 |
| Release Number:34-83715 | SEC Issue Date:Jul 26, 2018 | File Number:SR-NYSENAT-2018-17 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Related to Co-Location Services in Connection With a Proposed Transaction With the Chicago Stock Exchange, Inc. Exchange and Its Parent, CHX Holdings, Inc. See Also - Exhibit 5 |
| Release Number:34-83709 | SEC Issue Date:Jul 25, 2018 | File Number:SR-NYSENAT-2018-15 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates See Also - Exhibit 5 |
| Release Number:34-83687 | SEC Issue Date:Jul 23, 2018 | File Number:SR-NYSENAT-2018-16 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Adopt Two New Adding Tiers and Regulatory Fees in Connection With Use of the Central Registration Depository See Also - Exhibit 5 |
| Release Number:34-83440 | SEC Issue Date:Jun 14, 2018 | File Number:SR-NYSENAT-2018-13 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Extend the Current Waiver of Certain Adding and Taking Tier Volume Requirements to July 1, 2018, and Make Non-Substantive Changes To Eliminate Obsolete Text |
| Release Number:34-83439 | SEC Issue Date:Jun 14, 2018 | File Number:SR-NYSENAT-2018-12 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Transaction, Routing, and Port Fees In Connection With the Re-Launch of Trading on the Exchange |
| Release Number:34-83351 | SEC Issue Date:May 31, 2018 | File Number:SR-NYSENAT-2018-07 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Co-Location Services and Fees In Connection With the Re-Launch of Trading on the Exchange and To Amend Its Schedule of Fees and Rebates To Provide for Such Co-Location Services See Also - Exhibit 5 |