National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-85449 | SEC Issue Date:Mar 29, 2019 | File Number:SR-NYSENAT-2019-03 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Related to Co-Location Services View Received Comments See Also - Exhibit 5 |
Release Number:34-85305 | SEC Issue Date:Mar 13, 2019 | File Number:SR-NYSENAT-2019-05 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Related to Co-Location Services See Also - Exhibit 5 |
Release Number:34-85264 | SEC Issue Date:Mar 7, 2019 | File Number:SR-NYSENAT-2019-04 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16, 7.18, 7.31, 7.34, and 7.38 See Also - Exhibit 5 |
Release Number:34-85144 | SEC Issue Date:Feb 14, 2019 | File Number:SR-NYSENAT-2019-02 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 Relating to the Minimum Trade Size Modifier See Also - Exhibit 5 |
Release Number:34-85126 | SEC Issue Date:Feb 13, 2019 | File Number:SR-NYSENAT-2019-01 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Revise the Requirements To Qualify for the Adding Tier 2 Credits See Also - Exhibit 5 |
Release Number:34-84895 | SEC Issue Date:Dec 20, 2018 | File Number:SR-NYSENAT-2018-26 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services See Also - Exhibit 5 |
Release Number:34-84882 | SEC Issue Date:Dec 20, 2018 | File Number:SR-NYSENAT-2018-27 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change To Make Non-Substantive Changes to Its Certificate of Incorporation See Also - Exhibit 5 |
Release Number:34-84805 | SEC Issue Date:Dec 12, 2018 | File Number:SR-NYSENAT-2018-25 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates See Also - Exhibit 5 |
Release Number:34-84644 | SEC Issue Date:Nov 21, 2018 | File Number:SR-NYSENAT-2018-24 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Certificate of Incorporation and Bylaws See Also - Exhibit 5a, Exhibit 5b |
Release Number:34-84430 | SEC Issue Date:Oct 16, 2018 | File Number:SR-NYSENAT-2018-23 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees To Adopt the Same Billing Dispute Practice as the Exchange's Affiliates and Other Exchanges See Also - Exhibit 5 |