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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-78389 | Jul 21, 2016 | SR-NYSEMKT-2016-15 | NYSE MKT (NYSEMKT) | Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of "Affiliate," as well as Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Reflect the Changes View Received Comments See Also - Rel. No. 34-78951, Rel. No. 34-77978, Rel. No. 34-77640 |
| 34-78376 | Jul 21, 2016 | SR-NYSEMKT-2016-70 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule See Also - Exhibit 5 |
| 34-78367 | Jul 20, 2016 | SR-NYSEMKT-2016-49 | NYSE MKT (NYSEMKT) | Notice of Withdrawal of Proposed Rule Change Amending the Definition of "Block" for Purposes of Rule 72(d)-Equities and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76-Equities See Also - Rel. No. 34-77951, Rel. No. 34-77734 |
| 34-78348 | Jul 15, 2016 | SR-NYSEMKT-2016-48 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change To Amend Certain Rules Related to Flexible Exchange Options View Received Comments See Also - Exhibit 5, Rel. No. 34-78744 |
| 34-78324 | Jul 14, 2016 | SR-NYSEMKT-2016-69 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1NY See Also - Exhibit 5 |
| 34-78297 | Jul 12, 2016 | SR-NYSEMKT-2016-67 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE Amex Options Fee Schedule Effective July 1, 2016 See Also - Exhibit 5 |
| 34-78283 | Jul 11, 2016 | SR-NYSEMKT-2016-42 | NYSE MKT (NYSEMKT) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 952NY With Respect to Opening Trading in an Options Series View Received Comments See Also - Rel. No. 34-77911, Rel. No. 34-77540 |
| 34-78266 | Jul 8, 2016 | SR-NYSEMKT-2016-66 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 975NY Regarding Transactions That Qualify as a Catastrophic Error as it Relates to Binary Return Derivatives Contracts See Also - Exhibit 5 |
| 34-78238 | Jul 7, 2016 | SR-NYSEMKT-2016-13 | NYSE MKT (NYSEMKT) | Order Capture System View Received Comments See Also - Rel. No. 34-78742, Rel. No. 34-77910, Rel. No. 34-77518 |
| 34-78241 | Jul 7, 2016 | SR-NYSEMKT-2016-65 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .07 to Rule 904 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF See Also - Exhibit 3, Exhibit 5 |