National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-64274 | Apr 8, 2011 | SR-NYSEAmex-2011-11 | NYSE Amex (NYSEAmex) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Rule 103B-NYSE Amex Equities To Modify the Application of the Exchange's Designated Market Maker Allocation Policy in the Event of a Merger Involving One or More Listed Companies See Also - Rel. No. 34-64040, Rel. No. 34-64321 |
| 34-64233 | Apr 7, 2011 | SR-NYSEAmex-011-24 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 128, Clearly Erroneous Executions, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, if Adopted, Applies See Also - Exhibit 5 |
| 34-64206 | Apr 6, 2011 | SR-NYSEAmex-2011-23 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C, Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot Until the Earlier of August 11, 2011 or the Date on Which a Limit Up/Limit Down Mechanism To Address Extraordinary Market Volatility, If Adopted, Applies |
| 34-64195 | Apr 5, 2011 | SR-NYSEAmex-2011-21 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange Price List See Also - Exhibit 5 |
| 34-64163 | Mar 31, 2011 | SR-NYSEAmex-2011-22 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Expand the $2.50 Strike Price Program See Also - Exhibit 5 |
| 34-64144 | Mar 29, 2011 | SR-NYSEAmex-2011-18 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Relating to the Formation of a Joint Venture Between the Exchange, Its Ultimate Parent NYSE Euronext, and Seven Other Entities To Operate an Electronic Trading Facility for Options Contracts View Received Comments See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-64742, Rel. No. 34-64511 |
| 34-64133 | Mar 28, 2011 | SR-NYSEAmex-2011-19 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 440B To Modify the Exchange's Procedures for Handling Short Sale Orders During a Period When the Short Sale Price Test Restrictions of Rule 201 of Regulation SHO Are in Effect |
| 34-64130 | Mar 28, 2011 | SR-NYSEAmex-2011-17 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 346-NYSE Amex Equities and Adopting New Rule 3270-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. |
| 34-64107 | Mar 22, 2011 | SR-NYSEAmex-2011-15 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options |
| 34-64085 | Mar 17, 2011 | SR-NYSEAmex-2011-14 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rules Related to Qualified Contingent Cross Orders |