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National Securities Exchanges

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-100212 May 22, 2024 SR-NASDAQ-2023-045 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of Amendment No. 2 to Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: 21 days after date of publication in the Federal Register.
34-100220 May 22, 2024 SR-NYSE-2024-18 New York Stock Exchange LLC (NYSE) Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Section 102.06 of the NYSE Listed Company Manual to Provide that a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months from its Origin
34-100216 May 22, 2024 SR-CboeBZX-2023-070 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: 21 days after publication in the Federal Register.
View Received Comments
34-100213 May 22, 2024 SR-NYSEARCA-2024-31 NYSE Arca (NYSEARCA) Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Bitwise Ethereum ETF
Comments Due: June 20, 2024
34-100215 May 22, 2024 SR-CboeBZX-2023-095 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: June 24, 2024
34-100214 May 22, 2024 SR-CboeBZX-2023-069 Cboe BZX Exchange, Inc. (CboeBZX) Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: June 20, 2024
34-100211 May 22, 2024 SR-BX-2024-016 Nasdaq BX, Inc. (BX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an OTTO Protocol
Comments Due: June 20, 2024
See Also - Exhibit 5
34-100210 May 22, 2024 SR-GEMX-2024-11 Nasdaq GEMX, LLC (GEMX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW
Comments Due: June 20, 2024
View Received Comments
See Also - Exhibit 5
34-100209 May 22, 2024 SR-ISE-2024-19 Nasdaq ISE, LLC (ISE) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW
Comments Due: June 20, 2024
View Received Comments
See Also - Exhibit 5
34-100208 May 22, 2024 SR-NASDAQ-2024-019 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of Proposed Rule Change to Rules 5605, 5615 and 5810 to Clarify and Modify Phase-In Schedules for Certain Corporate Governance Requirements and Clarify Applicability of Certain Cure Periods
Comments Due: June 20, 2024
See Also - Exhibit 5