National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-90560 | SEC Issue Date:Dec 3, 2020 | File Number:SR-NYSENAT-2020-35 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates See Also - Exhibit 5 |
Release Number:34-90329 | SEC Issue Date:Nov 3, 2020 | File Number:SR-NYSENAT-2020-28 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users View Received Comments |
Release Number:34-90314 | SEC Issue Date:Nov 2, 2020 | File Number:SR-NYSENAT-2020-34 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing of Proposed Rule Change To Amend Rule 7.31 See Also - Exhibit 5 |
Release Number:34-90217 | SEC Issue Date:Oct 16, 2020 | File Number:SR-NYSENAT-2020-05 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Order Approving a Proposed Rule Change To Establish Fees for the NYSE National Integrated Feed View Received Comments |
Release Number:34-90209 | SEC Issue Date:Oct 15, 2020 | File Number:SR-NYSENAT-2020-08, SR-NYSENAT-2020-03, SR-NYSECHX-2020-05, SR-NYSECHX-2020-02, SR-NYSEArca-2020-15, SR-NYSEArca-2020-08, SR-NYSEAMER-2020-10, SR-NYSEAMER-2020-05, SR-NYSE-2020-11, SR-NYSE-2020-05 | SRO Organization:NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) |
Details: Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, Each as Modified by Partial Amendment No. 3, To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections View Received Comments |
Release Number:34-90157 | SEC Issue Date:Oct 13, 2020 | File Number:SR-NYSENAT-2020-32 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 See Also - Exhibit 5 |
Release Number:34-90137 | SEC Issue Date:Oct 8, 2020 | File Number:SR-NYSENAT-2020-31 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 With Recent Changes by the Financial Industry Regulatory Authority, Inc. View Received Comments |
Release Number:34-90133 | SEC Issue Date:Oct 8, 2020 | File Number:SR-NYSENAT-2020-33 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 See Also - Exhibit 5 |
Release Number:34-90117 | SEC Issue Date:Oct 7, 2020 | File Number:SR-NYSENAT-2020-30 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Temporary Commentary .10 Under NYSE National Rule 2.1210 View Received Comments |
Release Number:34-89884 | SEC Issue Date:Sep 16, 2020 | File Number:SR-NYSENAT-2020-28 | SRO Organization:NYSE National, Inc. (NYSENAT) |
Details: Notice of Filing of Proposed Rule Change To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users View Received Comments See Also - Exhibit 5 |