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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-64746 | Jun 24, 2011 | SR-NYSEAmex-2011-45 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Operation of the Pilot Program That Allows Nasdaq Stock Market Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges |
| 34-64728 | Jun 23, 2011 | SR-NYSEAmex-2011-39 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-NYSE Amex Equities To Codify Inbound Routing Functions Performed by Its Affiliate Broker-Dealer, Archipelago Securities LLC See Also - Exhibit 5 |
| 34-64732 | Jun 23, 2011 | SR-NYSEAmex-2011-40 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Text in Its Options Rules Governing the Use of Its Affiliate Broker-Dealer, Archipelago Securities LLC for Outbound Routing of Option Orders, and To Adopt Text in Its Options Rules To Permit the Exchange To Receive Inbound Routes of Option Orders From Arca Securities, Acting as the Outbound Router for NYSE Arca, Inc. See Also - Exhibit 5 |
| 34-64735 | Jun 23, 2011 | SR-Phlx-2011-64, SR-NYSEArca-2011-26, SR-NYSEAmex-2011-32, SR-NYSE-2011-21, SR-NSX-2011-06, SR-NASDAQ-2011-067, SR-ISE-2011-028, SR-FINRA-2011-023, SR-EDGX-2011-14, SR-EDGA-2011-15, SR-CHX-2011-09, SR-CBOE-2011-049, SR-BYX-2011-011, SR-BX-2011-025, SR-BATS-2011-016 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Approving Proposed Rule Changes Relating To Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to All NMS Stocks See Also - Rel. No. 34-64419, Rel. No. 34-64420, Rel. No. 34-64421, Rel. No. 34-64422, Rel. No. 34-64423, Rel. No. 34-64424, Rel. No. 34-64425, Rel. No. 34-64426, Rel. No. 34-64427, Rel. No. 34-64428, Rel. No. 34-64431, Rel. No. 34-64432, Rel. No. 34-64433, Rel. No. 34-64434, Rel. No. 34-64435 |
| 34-64693 | Jun 16, 2011 | SR-NYSEAmex-2011-38 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 903G To Permit the Exchange To List Flexible Exchange Options on Index and Equity Securities That Are Eligible for Non-FLEX Options Trading, and That Have Non-FLEX Options on Such Index and Equity Securities Listed and Traded on at Least One National Securities Exchange, Even if the Exchange Does Not List Such Non-FLEX Options |
| 34-64656 | Jun 13, 2011 | SR-NYSEAmex-2011-36 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Adopt a Monthly Fee Cap and Related Service Fee for All Member Firm Proprietary Transactions Executed in Open Outcry and To Increase Both the Existing Monthly Fee Cap and a Related Trading Volume Threshold Applicable to Market Makers See Also - Exhibit 5 |
| 34-64655 | Jun 13, 2011 | SR-NYSEAmex-2011-37 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Establish a New Fee Designed To Encourage Efficient Use of Bandwidth by ATP Firms and To Rename a Related Existing Fee See Also - Exhibit 5 |
| 34-64581 | Jun 2, 2011 | SR-NYSEAmex-2011-35 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Relating to the Sale of Trading Licenses See Also - Exhibit 5 |
| 34-64543 | May 25, 2011 | SR-NYSEAmex-2011-20 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Revenue Sharing Program With Correlix, Inc. and a Free Trial Period for New Users of the Correlix Service See Also - Exhibit 5 |
| 34-64524 | May 19, 2011 | SR-NYSEAmex-2011-30 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule With Respect to Electronic Complex Order Executions See Also - Exhibit 5 |