National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-89321 | Jul 15, 2020 | SR-ISE-2020-26 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 See Also - Exhibit 5 |
| 34-89246 | Jul 8, 2020 | SR-ISE-2020-28 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Extend the Filing Requirements for Certain Written Reports Pursuant to Options 10, Section 7 See Also - Exhibit 5 |
| 34-89152 | Jun 25, 2020 | SR-ISE-2020-23 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Sections 13 and 15 To Increase the Position and Exercise Limits for Options on Certain Exchange-Traded Funds See Also - Exhibit 5 |
| 34-89158 | Jun 25, 2020 | SR-ISE-2020-24 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 3 To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options See Also - Exhibit 5 |
| 34-89069 | Jun 15, 2020 | SR-ISE-2020-22 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the ISE Disciplinary Rules in General 5 To Incorporate by Reference The Nasdaq Stock Market LLC's Series 8000 and 9000 Rules View Received Comments See Also - Exhibit 5 |
| 34-88994 | Jun 2, 2020 | SR-ISE-2020-21 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Further Extend the Deadline for Certain Written Supervisory-Related Reports Pursuant to Options 10, Section 7 (Supervision of Accounts) See Also - Exhibit 5 |
| 34-88939 | May 26, 2020 | SR-ISE-2020-20 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 See Also - Exhibit 5 |
| 34-88729 | Apr 22, 2020 | SR-ISE-2020-15 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rules at Options 3, Section 8, Titled Options Opening Process See Also - Exhibit 5 |
| 34-88683 | Apr 17, 2020 | SR-ISE-2020-18 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot on the Nasdaq 100 Reduced Value Index See Also - Exhibit 5 |
| 34-88681 | Apr 17, 2020 | SR-ISE-2020-17 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program See Also - Exhibit 5 |