National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-83217 | May 11, 2018 | SR-IEX-2018-06 | Investors Exchange LLC (IEX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Establish a New Optional Listing Category on the Exchange, "LTSE Listings on IEX" View Received Comments |
| 34-83147 | May 1, 2018 | SR-IEX-2018-09 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify its Fee Schedule To Charge a More Deterministic Fee of $0.0003 Per Share for Executions at or Above $1.00 That Result From Removing Liquidity With an Order That is Executable at the Far Side of the NBBO See Also - Exhibit 5 |
| 34-83075 | Apr 20, 2018 | SR-IEX-2018-08 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.350 To Clarify When a New IEX-Listed Security Will Be Eligible To Begin Trading With an IPO Auction See Also - Exhibit 5 |
| 34-83048 | Apr 13, 2018 | SR-IEX-2018-07 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.190(g) To Incrementally Optimize and Enhance the Effectiveness of the Quote Instability Calculation in Determining Whether a Crumbling Quote Exists See Also - Exhibit 5 |
| 34-82948 | Mar 27, 2018 | SR-IEX-2018-06 | Investors Exchange LLC (IEX) | Notice of Filing of Proposed Rule Change To Establish a New Optional Listing Category on the Exchange, "LTSE Listings on IEX" View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-82815 | Mar 6, 2018 | SR-IEX-2018-05 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.270 (Clearly Erroneous Executions) To Preclude Members From Requesting a Review of a Volatility Auction as a Clearly Erroneous Execution See Also - Exhibit 5 |
| 34-82799 | Mar 1, 2018 | SR-IEX-2018-03 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Auction Rules Governing the Pricing of Non-Displayed Orders Resting on the Continuous Book for the Opening and Closing Auctions See Also - Exhibit 5 |
| 34-82784 | Feb 27, 2018 | SR-IEX-2018-04 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5.170 To Reflect an Update to a FINRA Rule See Also - Exhibit 5 |
| 34-82636 | Feb 6, 2018 | SR-IEX-2018-02 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an IEX Enhanced Market Maker ("IEMM") Program See Also - Exhibit 5 |
| 34-82623 | Feb 2, 2018 | SR-IEX-2018-01 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Default Handling of Market Orders Entered With a Time-in-Force of DAY See Also - Exhibit 5 |