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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-94453 | Mar 17, 2022 | SR-Phlx-2022-10 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Open Outcry Options Transaction Charges Comments Due: April 13, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-Phlx-2022-10 |
| 34-94435 | Mar 16, 2022 | SR-Phlx-2022-11 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022 Comments Due: April 12, 2022 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2022-11
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| 34-94293 | Feb 22, 2022 | SR-Phlx-2022-07 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Strategy Caps for Reversal and Conversion and Jelly Roll Strategies Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94219 | Feb 10, 2022 | SR-Phlx-2022-05 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule, at Equity 7, Section 3 Comments Due: March 9, 2022 See Also - Exhibit 5 |
| 34-94096 | Jan 31, 2022 | SR-Phlx-2022-04 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Update the Obvious Error Rule Comments Due: February 25, 2022 See Also - Exhibit 5 |
| 34-94065 | Jan 26, 2022 | SR-Phlx-2022-03 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Phlx's Options Regulatory Fee Comments Due: February 22, 2022 See Also - Exhibit 5 |
| 34-94044 | Jan 24, 2022 | SR-PHLX-2022-02 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend References to FINRA Continuing Education Fees Comments Due: February 18, 2022 |
| 34-93986 | Jan 18, 2022 | SR-Phlx-2022-01 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule at Options 7, Section 3 Comments Due: February 14, 2022 See Also - Exhibit 5 |
| 34-93898 | Jan 4, 2022 | SR-Phlx-2021-76 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Options 4A, Sections 4 and 14, Related to Index Options, and Amend Other Phlx Rules Comments Due: January 31, 2022 See Also - Exhibit 5 |
| 34-93853 | Dec 22, 2021 | SR-Phlx-2021-75 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: January 19, 2022 |