National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-90756 | Dec 21, 2020 | SR-ISE-2020-42 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize Exchange Rule General 3, Section 2 With Recent Changes by the Financial Industry Regulatory Authority, Inc. |
| 34-90596 | Dec 8, 2020 | SR-ISE-2020-40 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Market Maker Plus Program Under Options 7, Section 3, Regular Order Fees and Rebates See Also - Exhibit 5 |
| 34-90501 | Nov 24, 2020 | SR-ISE-2020-39 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to an Amendment to Options 7, Section 4, Related to Complex Orders Fees and Rebates, and Options 7, Section 9 See Also - Exhibit 5 |
| 34-90450 | Nov 18, 2020 | SR-ISE-2020-38 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical and Conforming Amendments to Options 4, Sections 3 and 5 See Also - Exhibit 5 |
| 34-90265 | Oct 23, 2020 | SR-ISE-2020-34 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program See Also - Exhibit 5 |
| 34-90257 | Oct 22, 2020 | SR-ISE-2020-33 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot on the Nasdaq-100 Reduced Value Index See Also - Exhibit 5 |
| 34-89575 | Aug 17, 2020 | SR-ISE-2020-32 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) See Also - Exhibit 5 |
| 34-89562 | Aug 14, 2020 | SR-ISE-2020-31 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail ("CAT") Industry Member Compliance Rules to the List of Minor Rule Violations in its Rulebook See Also - Exhibit 5 |
| 34-89421 | Jul 29, 2020 | SR-ISE-2020-30 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Sections 1, 3, and 6 See Also - Exhibit 5 |
| 34-89321 | Jul 15, 2020 | SR-ISE-2020-26 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 See Also - Exhibit 5 |