National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93166 | Sep 28, 2021 | SR-EMERALD-2021-29 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: October 25, 2021 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-EMERALD-2021-29 |
| 34-93023 | Sep 16, 2021 | SR-EMERALD-2021-28 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by To Amend Its Fee Schedule With Respect to Open-Close Report Data Comments Due: October 13, 2021 See Also - Exhibit 5 Submit a Comment on SR-EMERALD-2021-28
|
| 34-92789 | Aug 27, 2021 | SR-MIAX-2021-28, SR-EMERALD-2021-21 | Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products Comments Due: September 23, 2021 Rebuttal comments due: October 7, 2021 |
| 34-92792 | Aug 27, 2021 | SR-PEARL-2021-30, SR-MIAX-2021-29, SR-EMERALD-2021-22 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend Fees for Purge Ports Comments Due: September 23, 2021 Rebuttal comments due: October 7, 2021 View Received Comments |
| 34-92726 | Aug 23, 2021 | SR-EMERALD-2021-27 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Comments Due: September 17, 2021 See Also - Exhibit 5 Submit a Comment on SR-EMERALD-2021-27 |
| 34-92662 | Aug 13, 2021 | SR-EMERALD-2021-25 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports Comments Due: September 9, 2021 View Received Comments See Also - Exhibit 5 |
| 34-92645 | Aug 11, 2021 | SR-EMERALD-2021-23 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: September 7, 2021 View Received Comments See Also - Exhibit 5 |
| 34-92358 | Jul 9, 2021 | SR-EMERALD-2021-21 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for the cToM Market Data Product Comments Due: August 5, 2021 See Also - Exhibit 5 |
| 34-92360 | Jul 9, 2021 | SR-EMERALD-2021-22 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for Purge Ports Comments Due: August 5, 2021 View Received Comments See Also - Exhibit 5 |
| 34-92138 | Jun 9, 2021 | SR-EMERALD-2021-20 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Fees for the Open-Close Report Comments Due: July 6, 2021 See Also - Exhibit 5 |