National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91976 | May 24, 2021 | SR-ISE-2021-11 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE's Pricing Schedule at Options 7, Section 5, for NQX Index Options Fees and Rebates for Regular and Complex Orders Comments Due: June 18, 2021 See Also - Exhibit 5 Submit a Comment on SR-ISE-2021-11
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| 34-91930 | May 18, 2021 | SR-ISE-2021-09 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 4, Section 5, "Series of Options Contracts Open for Trading" To Limit Short Term Options Series Intervals Between Strikes Comments Due: June 14, 2021 See Also - Exhibit 5 |
| 34-91755 | May 4, 2021 | SR-ISE-2021-08 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 See Also - Exhibit 5 |
| 34-91654 | Apr 23, 2021 | SR-ISE-2021-07 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Comments Due: May 20, 2021 See Also - Exhibit 5 |
| 34-91486 | Apr 6, 2021 | SR-ISE-2021-06 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Nonstandard Expirations Pilot Program Comments Due: May 3, 2021 See Also - Exhibit 5 |
| 34-91485 | Apr 6, 2021 | SR-ISE-2021-05 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options Based on 1/5 Comments Due: May 3, 2021 See Also - Exhibit 5 |
| 34-91420 | Mar 26, 2021 | SR-ISE-2021-04 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE's Pricing Schedule at Options 7, Section 9, Part C To Reduce the Options Regulatory Fee Comments Due: April 22, 2021 See Also - Exhibit 5 |
| 34-91295 | Mar 10, 2021 | SR-ISE-2021-03 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3 Comments Due: April 6, 2021 See Also - Exhibit 5 |
| 34-91223 | Feb 26, 2021 | SR-ISE-2021-01 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Rules in Options 3 and Options 5 Comments Due: March 25, 2021 See Also - Exhibit 5 |
| 34-90903 | Jan 12, 2021 | SR-ISE-2020-43 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange Membership Rules and Incorporate by Reference the Membership Rules of The Nasdaq Stock Market LLC Comments Due: February 9, 2021 See Also - Exhibit 3a, Exhibit 3b, Exhibit 5 |