National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-86038 | Jun 5, 2019 | SR-C2-2019-013 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Limit-on-Close ("LOC") and Market-on-Close ("MOC") Orders See Also - Exhibit 5 |
| 34-86033 | Jun 5, 2019 | SR-C2-2019-012 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Price Adjust Process To Allow for the Process To Apply to Bulk Messages See Also - Exhibit 5 |
| 34-85931 | May 23, 2019 | SR-C2-2019-011 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 6.11 See Also - Exhibit 5 |
| 34-85855 | May 14, 2019 | SR-C2-2019-010 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Certain Fees Related to the Listing and Trading of Options Contracts on the Dow Jones Industrial Average Index ("DJX") See Also - Exhibit 5 |
| 34-85788 | May 6, 2019 | SR-C2-2019-009 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Opening Process and Add a Global Trading Hours Session for DJX Options See Also - Exhibit 5 |
| 34-85698 | Apr 22, 2019 | SR-C2-2019-007 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Continuous Quoting Obligations for Market-Makers See Also - Exhibit 5 |
| 34-85624 | Apr 11, 2019 | SR-C2-2019-008 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot for Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility See Also - Exhibit 5 |
| 34-85464 | Mar 29, 2019 | SR-C2-2019-006 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 6.4, Interpretation and Policy .02 To Specify That Replacement Issues May Be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, Without Altering the Expiration Date of the Pilot, Which is June 30, 2019 |
| 34-85254 | Mar 6, 2019 | SR-C2-2019-005 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify its Provision Related to its Risk Monitor Mechanism See Also - Exhibit 5 |
| 34-85191 | Feb 25, 2019 | SR-C2-2018-022 | Cboe C2 Exchange, Inc. (C2) | Order Approving a Proposed Rule Change To Provide for the Trading of Complex Reserve Orders |