National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100315 | Jun 11, 2024 | SR-CboeBZX-2024-006 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BZX Post Only Orders at Prices Below $1.00 |
| 34-100306 | Jun 10, 2024 | SR-CboeBZX-2024-050 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the ARK 21Shares Ethereum ETF to Amend the Trust Name and Reflect that the Trust will no Longer Have a Sub-Adviser Comments Due: 21 days after date of publication in the Federal Register. Submit a Comment on SR-CboeBZX-2024-050
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| 34-100308 | Jun 10, 2024 | SR-CboeBZX-2024-043 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .03 to Rule 11.13 to Provide an Additional, Optional Risk Setting to Members and Clearing Members Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100289 | Jun 6, 2024 | SR-CboeBZX-2023-101 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based T View Received Comments |
| 34-100248 | May 30, 2024 | SR-CboeBZX-2024-026 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Permit the Generic Listing and Trading of Multi-Class ETF Shares |
| 34-100245 | May 29, 2024 | SR-CboeBZX-2024-040 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Franklin Bitcoin ETF Comments Due: 21 days after publication in the Federal Register. |
| 34-100224 | May 23, 2024 | SR-NYSEARCA-2023-70, SR-NYSEARCA-2024-31, SR-NASDAQ-2023-045, SR-CboeBZX-2023-069, SR-CboeBZX-2023-070, SR-CboeBZX-2023-087, SR-CboeBZX-2023-095, SR-CboeBZX-2024-018 | NYSE Arca (NYSEARCA), The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to List and Trade Shares of Ether-Based Exchange-Traded Products Comments Due: June 20, 2024 |
| 34-100219 | May 22, 2024 | SR-CboeBZX-2023-087 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| 34-100218 | May 22, 2024 | SR-CboeBZX-2024-018 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 1 to a Proposed Rule Change Relating to List and Trade Shares of the Franklin Ethereum ETF, a Series of the Franklin Ethereum Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: June 24, 2024 |
| 34-100216 | May 22, 2024 | SR-CboeBZX-2023-070 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after publication in the Federal Register. View Received Comments |