National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-69323 | Apr 5, 2013 | SR-MIAX-2013-14 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the MIAX Top of Market (ToM) Data Product See Also - Exhibit 5 |
34-69234 | Mar 25, 2013 | SR-MIAX-2013-15 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing of Proposed Rule Change Relating to Limit Up Limit Down Functionality See Also - Exhibit 5, Rel. No. 34-69354 |
34-69210 | Mar 22, 2013 | SR-MIAX-2013-12 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing of a Proposed Rule Change Relating to Obvious Errors in Limit or Straddle States View Received Comments See Also - Exhibit 5, Rel. No. 34-69342 |
34-69176 | Mar 19, 2013 | SR-MIAX-2013-08 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise and Clarify Market Maker Continuous Quoting Obligations See Also - Exhibit 5 |
34-69181 | Mar 19, 2013 | SR-MIAX-2013-07 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt MIAX Rule 530, Limit Up-Limit Down See Also - Exhibit 5 |
34-69166 | Mar 18, 2013 | SR-MIAX-2013-10 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the Minimum Price Variation for Mini-Option Contracts To Be the Same as Permitted for Standard Options on the Same Underlying Security See Also - Exhibit 5 |
34-69136 | Mar 14, 2013 | SR-MIAX-2013-06 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of Certain Securities See Also - Exhibit 5 |
34-69007 | Feb 28, 2013 | SR-MIAX-2013-05 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the MIAX Top of Market ("ToM") Data Product |
34-68954 | Feb 20, 2013 | SR-MIAX-2013-04 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise Market Maker Obligations Regarding the Opening Process on the Exchange See Also - Exhibit 5 |
34-68817 | Feb 1, 2013 | SR-MIAX-2013-03 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Options Fee Schedule See Also - Exhibit 5 |