National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-71873 | Apr 4, 2014 | SR-BOX-2014-13 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Interpretive Material to BOX Rule 5050 To Replace the Reference To "GOOG" With "GOOGL" See Also - Exhibit 5 |
| 34-71855 | Apr 3, 2014 | SR-BOX-2014-12 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program That Suspends Certain Obvious Error Provisions During Limit Up-Limit Down States in Securities That Underlie Options Traded on the Exchange See Also - Exhibit 5 |
| 34-71701 | Mar 12, 2014 | SR-BOX-2014-11 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility See Also - Exhibit 5 |
| 34-71650 | Mar 5, 2014 | SR-BOX-2014-09 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Clerical and Non-Controversial Rule Changes See Also - Exhibit 5 |
| 34-71543 | Feb 12, 2014 | SR-BOX-2014-08 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Amend BOX Rule 8050 (Market Maker Quotations) To Modify the Quotation Requirement See Also - Exhibit 5 |
| 34-71480 | Feb 5, 2014 | SR-BOX-2014-07 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule See Also - Exhibit 5 |
| 34-71374 | Jan 23, 2014 | SR-BOX-2014-05 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Rules To Remove the BOX-Top Order See Also - Exhibit 5 |
| 34-71343 | Jan 17, 2014 | SR-BOX-2014-03 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Rule 7280 (Bulk Cancellation of Trading Interest) See Also - Exhibit 5 |
| 34-71346 | Jan 17, 2014 | SR-BOX-2014-04 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Rule 7290 (Price Protection for Limit Orders) See Also - Exhibit 5 |
| 34-71344 | Jan 17, 2014 | SR-BOX-2014-02 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Amend BOX Rule 8130 See Also - Exhibit 5 |