National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-83715 | Jul 26, 2018 | SR-NYSENAT-2018-17 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Related to Co-Location Services in Connection With a Proposed Transaction With the Chicago Stock Exchange, Inc. Exchange and Its Parent, CHX Holdings, Inc. See Also - Exhibit 5 |
| 34-83709 | Jul 25, 2018 | SR-NYSENAT-2018-15 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates See Also - Exhibit 5 |
| 34-83687 | Jul 23, 2018 | SR-NYSENAT-2018-16 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Adopt Two New Adding Tiers and Regulatory Fees in Connection With Use of the Central Registration Depository See Also - Exhibit 5 |
| 34-83440 | Jun 14, 2018 | SR-NYSENAT-2018-13 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Extend the Current Waiver of Certain Adding and Taking Tier Volume Requirements to July 1, 2018, and Make Non-Substantive Changes To Eliminate Obsolete Text |
| 34-83439 | Jun 14, 2018 | SR-NYSENAT-2018-12 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Transaction, Routing, and Port Fees In Connection With the Re-Launch of Trading on the Exchange |
| 34-83350 | May 31, 2018 | SR-NYSENAT-2018-09 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the NYSE National BBO, NYSE National Trades and NYSE National Integrated Feed Market Data Feeds |
| 34-83351 | May 31, 2018 | SR-NYSENAT-2018-07 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Co-Location Services and Fees In Connection With the Re-Launch of Trading on the Exchange and To Amend Its Schedule of Fees and Rebates To Provide for Such Co-Location Services See Also - Exhibit 5 |
| 34-83344 | May 30, 2018 | SR-NYSENAT-2018-06 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy See Also - Exhibit 5 |
| 34-83289 | May 17, 2018 | SR-NYSENAT-2018-02 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Amended by Amendment No. 1, To Support the Re-Launch of NYSE National, Inc. on the Pillar Trading Platform View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c |
| 34-83161 | May 3, 2018 | SR-NYSENAT-2018-05 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation of Its Parent Company NYSE Group, Inc. See Also - Exhibit 5a |