National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-84830 | Dec 17, 2018 | SR-CboeBYX-2018-025 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Price Improvement Program See Also - Exhibit 5 |
| 34-84652 | Nov 26, 2018 | SR-CboeBYX-2018-024 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Modification of Certain Routing Fees View Received Comments See Also - Exhibit 5 |
| 34-84600 | Nov 15, 2018 | SR-CboeBYX-2018-014 | Cboe BYX Exchange, Inc. (CboeBYX) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Make Permanent Exchange Rule 11.24, Which Sets Forth the Exchange's Pilot Retail Price Improvement Program |
| 34-84404 | Oct 11, 2018 | SR-CboeBYX-2018-022 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce Equities Purge Ports To (1) Establish Purge Ports for Equities Trading and Amend the Interpretations and Policies to Rule 11.10, Order Execution, To Reflect the Proposed Purge Ports, and (2) Modify the Fee Schedule Applicable to the Exchange's Equities Platform ("BYX Equities") To Identify and To Set Fees for Purge Ports See Also - Exhibit 5a, Exhibit 5b |
| 34-84297 | Sep 27, 2018 | SR-CboeBYX-2018-014 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Make Permanent Rule 11.24, Which Sets Forth the Exchange's Pilot Retail Price Improvement Program |
| 34-84293 | Sep 26, 2018 | SR-CboeBYX-2018-021 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BYX Exchange, Inc. See Also - Exhibit 5 |
| 34-84229 | Sep 20, 2018 | SR-CboeBYX-2018-019 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Members That Engage in Trading Activities on the Exchange See Also - Exhibit 5 |
| 34-83925 | Aug 23, 2018 | SR-CboeBYX-2018-017 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BYX Exchange, Inc. See Also - Exhibit 5 |
| 34-83831 | Aug 13, 2018 | SR-CboeBYX-2018-014 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of a Proposed Rule Change To Make Permanent Rule 11.24, Which Sets Forth the Exchange's Pilot Retail Price Improvement Program See Also - Exhibit 5 |
| 34-83798 | Aug 8, 2018 | SR-CboeBYX-2018-013 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1.5 Definitions and Exchange Rule 14.1 Unlisted Trading Privileges See Also - Exhibit 5 |