National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-87166 | Sep 30, 2019 | SR-CboeBYX-2019-012 | Cboe BYX Exchange, Inc. (CboeBYX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program |
| 34-87140 | Sep 27, 2019 | SR-CboeBYX-2019-013 | Cboe BYX Exchange, Inc. (CboeBYX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee View Received Comments |
| 34-86742 | Aug 23, 2019 | SR-CboeBYX-2019-014 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of a Proposed Rule Change To Make Permanent Rule 11.24, Which Sets Forth the Exchange's Pilot Retail Price Improvement Program See Also - Exhibit 5 |
| 34-86685 | Aug 15, 2019 | SR-CboeBYX-2019-013 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amending its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee View Received Comments See Also - Exhibit 5 |
| 34-86670 | Aug 14, 2019 | SR-CboeBYX-2019-012 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program See Also - Exhibit 5 |
| 34-86662 | Aug 14, 2019 | SR-CboeBYX-2019-005 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Clarify Portions of Its Rules Under Chapter 14 (Securities Traded) Related to the Applicability of Certain Disclosure Requirements See Also - Exhibit 5 |
| 34-86325 | Jul 8, 2019 | SR-CboeBYX-2019-011 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BYX Equities Trading Platform as It Relates to Pricing for Orders Routed to Cboe EDGX Exchange, Inc. See Also - Exhibit 5 |
| 34-86232 | Jun 28, 2019 | SR-CboeBYX-2019-009 | Cboe BYX Exchange, Inc. (CboeBYX) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee View Received Comments |
| 34-86206 | Jun 26, 2019 | SR-CboeBYX-2019-010 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Price Improvement Program See Also - Exhibit 5 |
| 34-85841 | May 10, 2019 | SR-CboeBYX-2019-009 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Amending its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee See Also - Exhibit 5 |