National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-94765 | Apr 20, 2022 | SR-Phlx-2022-19 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot Until July 20, 2022 Comments Due: May 17, 2022 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2022-19
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| 34-94712 | Apr 13, 2022 | SR-Phlx-2022-18 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make the Market Wide Circuit Breaker Pilot a Permanent Program Comments Due: May 10, 2022 See Also - Exhibit 5 |
| 34-94631 | Apr 7, 2022 | SR-Phlx-2022-16 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options Based on 1/100 the Value of the Nasdaq-100 Index and the Nonstandard Expirations Pilot Comments Due: May 4, 2022 See Also - Exhibit 5 |
| 34-94611 | Apr 5, 2022 | SR-Phlx-2022-15 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: May 2, 2022 |
| 34-94573 | Apr 1, 2022 | SR-Phlx-2022-14 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 of the Pricing Schedule Comments Due: April 28, 2022 See Also - Exhibit 5 |
| 34-94541 | Mar 29, 2022 | SR-Phlx-2022-10 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Withdrawal of Proposed Rule Changes To Amend Open Outcry Options Transaction Charges |
| 34-94533 | Mar 28, 2022 | SR-Phlx-2022-13 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Implementation Date Related to the Launch of Options on the Nasdaq-100 Volatility Index Comments Due: April 22, 2022 |
| 34-94453 | Mar 17, 2022 | SR-Phlx-2022-10 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Open Outcry Options Transaction Charges Comments Due: April 13, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-Phlx-2022-10 |
| 34-94435 | Mar 16, 2022 | SR-Phlx-2022-11 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022 Comments Due: April 12, 2022 See Also - Exhibit 5 |
| 34-94293 | Feb 22, 2022 | SR-Phlx-2022-07 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Strategy Caps for Reversal and Conversion and Jelly Roll Strategies Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |