National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100208 | May 22, 2024 | SR-NASDAQ-2024-019 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Rules 5605, 5615 and 5810 to Clarify and Modify Phase-In Schedules for Certain Corporate Governance Requirements and Clarify Applicability of Certain Cure Periods Comments Due: June 20, 2024 See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2024-019
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| 34-100196 | May 21, 2024 | SR-NASDAQ-2024-022 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW Comments Due: June 18, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100188 | May 21, 2024 | SR-NASDAQ-2024-016 | The Nasdaq Stock Market LLC (NASDAQ) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for Certain Market Data and Connectivity Products and to Maintain the Current Fees for Such Products if Members Meet a Mini Comments Due: June 18, 2024. Rebuttal comments should be submitted by July 2, 2024. |
| 34-100130 | May 14, 2024 | SR-NASDAQ-2024-021 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: June 10, 2024 See Also - Exhibit 5 |
| 34-100117 | May 13, 2024 | SR-NASDAQ-2024-020 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: June 7, 2024 See Also - Exhibit 5 |
| 34-100093 | May 9, 2024 | SR-NASDAQ-2024-018 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relating to Connectivity, Surveillance and Risk Management Services Comments Due: June 5, 2024 |
| 34-100016 | Apr 23, 2024 | SR-NASDAQ-2023-045 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: 21 days after publication in the Federal Register View Received Comments |
| 34-99950 | Apr 12, 2024 | SR-NASDAQ-2024-017 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 114(f) Comments Due: May 9, 2024 See Also - Exhibit 5 |
| 34-99879 | Apr 1, 2024 | SR-NASDAQ-2024-016 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Encourage Members to Contribute Liquidity to the Exchange by Offering those that Maintain a Particular Minimum Trading Volume Lower Fees for Specified Market Data and Connectivity Pro Comments Due: April 26, 2024 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-99846 | Mar 22, 2024 | SR-NASDAQ-2023-022 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal U Comments Due: April 18, 2024 View Received Comments See Also - Exhibit 5 |