National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101020 | Sep 13, 2024 | SR-CboeBZX-2024-083 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange, which are Set Forth in BZX Rule 14.13, Company Listing Fees Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2024-083
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| 34-101015 | Sep 12, 2024 | SR-CboeBZX-2024-080 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-101011 | Sep 12, 2024 | SR-CboeBZX-2024-079 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-100940 | Sep 5, 2024 | SR-CboeBZX-2024-078 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: 21 days after date of publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-100926 | Sep 4, 2024 | SR-C2-2024-002, SR-CBOE-2024-003, SR-CboeBYX-2024-002, SR-CboeBZX-2024-004, SR-CboeEDGA-2024-002, SR-CboeEDGX-2024-005 | Cboe C2 Exchange, Inc. (C2), Cboe Exchange, Inc. (CBOE), Cboe BYX Exchange, Inc. (CboeBYX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| 34-100867 | Aug 28, 2024 | SR-CboeBZX-2024-055 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of S Comments Due: 21 days after publication in the Federal Register. View Received Comments |
| 34-100832 | Aug 27, 2024 | SR-CboeBZX-2024-076 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-100814 | Aug 23, 2024 | SR-CboeBZX-2024-032 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to Amend Rule 11.28(a) to Add Three Additional Market-on-Close Cut-Off Times to Cboe Market Close View Received Comments |
| 34-100799 | Aug 21, 2024 | SR-CboeBZX-2024-077 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt New Market Data Reports Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100735 | Aug 15, 2024 | SR-CboeBZX-2024-075 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |