Fixed Income Clearing Corporation (FICC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80395 | Apr 7, 2017 | SR-FICC-2017-804 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to Enhance the Credit Risk Rating Matrix and Make Other Changes See Also - Exhibit 5, Rel. No. 34-80731 |
| 34-80361 | Apr 3, 2017 | SR-FICC-2017-803 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes See Also - Exhibit 5 |
| 34-80341 | Mar 30, 2017 | SR-FICC-2017-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice Filing to (1) Implement the Margin Proxy and (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies View Received Comments See Also - Rel. No. 34-80139 |
| 34-80191 | Mar 9, 2017 | SR-FICC-2017-802 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook View Received Comments See Also - Exhibit 5, Rel. No. 34-81054 |
| 34-80139 | Mar 2, 2017 | SR-FICC-2017-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to (1) Implement the Margin Proxy and (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies View Received Comments See Also - Exhibit 2, Exhibit 5, Rel. No. 34-80341 |
| 34-79843 | Jan 19, 2017 | SR-FICC-2016-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice Filing to Implement a Change to the Methodology Used in the MBSD VaR Model |
| 34-79643 | Dec 21, 2016 | SR-FICC-2016-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of an Advance Notice to Implement a Change to the Methodology Used in the MBSD VaR Model |
| 34-74142 | Jan 27, 2015 | SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | National Securities Clearing Corporation (NSCC-AN), Fixed Income Clearing Corporation (FICC-AN), The Depository Trust Company (DTC-AN) | Notice of No Objection to Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-73975, Rel. No. 34-73755 |
| 34-73975 | Dec 31, 2014 | SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | Fixed Income Clearing Corporation (FICC-AN), National Securities Clearing Corporation (NSCC-AN), The Depository Trust Company (DTC-AN) | Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-74142, Rel. No. 34-73755 |
| 34-73755 | Dec 5, 2014 | SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | Fixed Income Clearing Corporation (FICC-AN), National Securities Clearing Corporation (NSCC-AN), The Depository Trust Company (DTC-AN) | Notice of Filing of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-74142, Rel. No. 34-73975 |