The Depository Trust Company (DTC) Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-90649 | Dec 11, 2020 | SR-NSCC-2020-021, SR-FICC-2020-018, SR-DTC-2020-018 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agencies Liquidity Risk Management Framework See Also - Exhibit 5 |
| 34-90626 | Dec 10, 2020 | SR-NSCC-2020-019, SR-FICC-2020-016, SR-DTC-2020-015 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agency Operational Risk Management Framework |
| 34-90546 | Dec 1, 2020 | SR-DTC-2020-014 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Guide to the DTC Fee Schedule View Received Comments See Also - Exhibit 5 |
| 34-90534 | Nov 30, 2020 | SR-DTC-2020-017 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change to Allow for the Deposit of Electronic Certificates of Deposit and Technical Changes See Also - Exhibit 2, Exhibit 5 |
| 34-90481 | Nov 23, 2020 | SR-DTC-2020-012 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change To Establish the ClaimConnectTM |
| 34-90490 | Nov 23, 2020 | SR-DTC-2020-016 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Service Guide and the Guide to the Fee Schedule See Also - Exhibit 5 |
| 34-90415 | Nov 13, 2020 | SR-DTC-2020-013 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Service Guide See Also - Exhibit 5 |
| 34-90372 | Nov 6, 2020 | SR-DTC-2020-011 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change To Amend Rule 4 |
| 34-90203 | Oct 15, 2020 | SR-DTC-2020-012 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Adopt a New Service Guide To Establish the ClaimConnectTM See Also - Exhibit 5 |
| 34-89952 | Sep 22, 2020 | SR-DTC-2020-011 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend Rule 4 See Also - Exhibit 5 |