The Depository Trust Company (DTC) Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-52446 | Sep 15, 2005 | SR-NSCC-2005-05, SR-DTC-2005-04, SR-FICC-2005-10 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Establish a Fine for Members Failing To Conduct Connectivity Testing See Also - Rel. No. 34-52043 |
| 34-52450 | Sep 15, 2005 | SR-DTC-2005-07 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Expand DTC's Inventory Management System See Also - Rel. No. 34-52123 |
| 34-52422 | Sep 14, 2005 | SR-DTC-2005-11 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Insurance Program as Part of the Profile Modification System Feature of Its Direct Registration System |
| 34-52393 | Sep 8, 2005 | SR-DTC-2005-12 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Scope and Update the Description of the Security Position Reports Service |
| 34-52123 | Jul 26, 2005 | SR-DTC-2005-07 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Relating to an Expansion of DTC's Inventory Management System See Also - Rel. No. 34-52450 |
| 34-52104 | Jul 21, 2005 | SR-DTC-2005-06 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Enhancement of the SMART/Track Service |
| 34-52043 | Jul 15, 2005 | SR-NSCC-2005-05, SR-DTC-2005-04, SR-FICC-2005-10 | National Securities Clearing Corporation, The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing To Conduct Connectivity Testing See Also - Rel. No. 34-52446 |
| 34-51870 | Jun 17, 2005 | SR-DTC-2005-03 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to a Modification of the Fee Structure See Also - Rel. No. 34-51675 |
| 34-51675 | May 9, 2005 | SR-DTC-2005-03 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change Relating to the Collection of Fees for Services Provided by Other Entities See Also - Rel. No. 34-51870 |
| 34-51439 | Mar 28, 2005 | SR-DTC-2004-12 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Revise Fees for Low Volume Tender Offers See Also - Rel. No. 34-51156 |