The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-53671 | Apr 18, 2006 | SR-NSCC-2006-03, SR-DTC-2017-802 | National Securities Clearing Corporation, The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Changes To Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement To Excess Regulatory Capital Ratio View Received Comments See Also - Rel. No. 34-54457 |
| 34-53655 | Apr 14, 2006 | SR-DTC-2006-03 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change to Amend the Criteria Used to Place Participants on Surveillance Status See Also - Rel. No. 34-53435 |
| 34-53503 | Mar 16, 2006 | SR-DTC-2006-01 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Participant Exchange System |
| 34-53471 | Mar 13, 2006 | SR-DTC-2005-21 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services See Also - Rel. No. 34-53219 |
| 34-53463 | Mar 10, 2006 | SR-DTC-2005-22 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule View Received Comments |
| 34-53435 | Mar 7, 2006 | SR-DTC-2006-03 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend the Criteria Used To Place Participants on Surveillance Status See Also - Rel. No. 34-53655 |
| 34-53395 | Mar 2, 2006 | SR-NSCC-2006-01, SR-DTC-2006-04, SR-FICC-2006-01 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Exclude Non-U.S.-Based Central Securities Depositories From a Requirement To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation |
| 34-53219 | Feb 3, 2006 | SR-DTC-2005-21 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services See Also - Rel. No. 34-53471 |
| 34-53032 | Dec 28, 2005 | SR-DTC-2005-19 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Enhancements of the SMART/Track Service |
| 34-52977 | Dec 19, 2005 | SR-DTC-2005-20 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue Its Domestic Tax Reporting Service |