The Depository Trust Company (DTC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-55306 | SEC Issue Date:Feb 15, 2007 | File Number:SR-DTC-2006-21 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fee in Connection With Its Offering of a Mechanism by Which It Collects and Passes-Through Fees Owed by Participants to American Depositary Receipt Agents for Certain Issues View Received Comments |
| Release Number:34-55239 | SEC Issue Date:Feb 5, 2007 | File Number:SR-DTC-2006-15 | SRO Organization:The Depository Trust Company (DTC) |
Details: Order Granting Approval of a Proposed Rule Change Relating to the Canadian Link Service See Also - Rel. No. 34-54855 |
| Release Number:34-55098 | SEC Issue Date:Jan 12, 2007 | File Number:SR-DTC-2006-19 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Enhancements to Its SMART/Track for Corporate Action Liability Notification Service |
| Release Number:34-55058 | SEC Issue Date:Jan 8, 2007 | File Number:SR-DTC-2006-17 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the Security Holder Report Service to the Security Position Report Service |
| Release Number:34-54927 | SEC Issue Date:Dec 13, 2006 | File Number:SR-DTC-2006-07 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of a Proposed Rule Change Relating to the Wind-Down of a Participant See Also - Rel. No. 34-55365 |
| Release Number:34-54902 | SEC Issue Date:Dec 8, 2006 | File Number:SR-DTC-2006-13 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Deposit Service Procedures To Help Assure Compliance With OFAC Regulations |
| Release Number:34-54855 | SEC Issue Date:Dec 1, 2006 | File Number:SR-DTC-2006-15 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of a Proposed Rule Change Relating to the Canadian Link Service See Also - Rel. No. 34-55239 |
| Release Number:34-54775 | SEC Issue Date:Nov 17, 2006 | File Number:SR-DTC-2006-14 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Its Certificate of Organization To Provide for the Issuance of an Additional 500,000 Shares of DTC Series A Preferred Stock |
| Release Number:34-54701 | SEC Issue Date:Nov 3, 2006 | File Number:SR-DTC-2006-11 | SRO Organization:The Depository Trust Company (DTC) |
Details: Order Approving Proposed Rule Change To Allow the Inventory Management System To Accept Real-Time and Late Affirmed Trades From Omgeo See Also - Rel. No. 34-54521 |
| Release Number:34-54521 | SEC Issue Date:Sep 27, 2006 | File Number:SR-DTC-2006-11 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of Proposed Rule Change To Allow the Inventory Management System To Accept Real-Time and Late Affirmed Trades From Omgeo See Also - Rel. No. 34-54701 |