The Depository Trust Company (DTC) Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-82662 | Feb 8, 2018 | SR-DTC-2017-024 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Amend Procedures in the DTC Settlement Service Guide Relating to the Intra-Month Collection of Required Participants Fund Deposits |
| 34-82663 | Feb 8, 2018 | SR-DTC-2017-023 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Restore the Timeframe for Processing Credit Post-Payable Adjustments |
| 34-82671 | Feb 8, 2018 | SR-DTC-2018-001 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend the By-Laws See Also - Exhibit 5 |
| 34-82434 | Jan 3, 2018 | SR-DTC-2017-024 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend Procedures in the DTC Settlement Service Guide Relating to the Intra-Month Collection of Required Participants Fund Deposits See Also - Exhibit 5 |
| 34-82432 | Jan 2, 2018 | SR-DTC-2017-021 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change To Adopt a Recovery & Wind-Down Plan and Related Rules View Received Comments See Also - Exhibit 5a, Exhibit 5b |
| 34-82426 | Jan 2, 2018 | SR-DTC-2017-022 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change To Amend the Loss Allocation Rules and Make Other Changes View Received Comments See Also - Exhibit 5 |
| 34-82433 | Jan 2, 2018 | SR-DTC-2017-023 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change To Restore the Timeframe for Processing Credit Post-Payable Adjustments See Also - Exhibit 5 |
| 34-82377 | Dec 21, 2017 | SR-NSCC-2017-005, SR-FICC-2017-008, SR-DTC-2017-004 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing of Amendment No. 4, Notice of Filing Amendment No. 5, Notice of Filing Amendment No. 6, and Order Granting Accelerated Approval of Proposed Rule Changes, as modified by Amendment Nos. 1, 3 and 6, to Adopt the Clearing Agency Liquidity Risk Management Framework See Also - Rel. No. 34-82377, Rel. No. 34-81885, Rel. No. 34-81194, Rel. No. 34-80877, Rel. No. 34-80489 |
| 34-82368 | Dec 19, 2017 | SR-NSCC-2017-006, SR-FICC-2017-009, SR-DTC-2017-005 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing of Amendments No. 2 and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Adopt the Clearing Agency Stress Testing Framework (Market Risk) See Also - Rel. No. 34-81883, Rel. No.34-81192, Rel. No. 34-80876, Rel. No. 34-80485 |
| 34-82006 | Nov 2, 2017 | SR-NSCC-2017-016, SR-FICC-2017-020, SR-DTC-2017-016 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Approving Proposed Rule Changes To Adopt the Clearing Agency Securities Valuation Framework See Also - Rel. No. 34-81667 |