The Depository Trust Company (DTC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-85986 | SEC Issue Date:May 31, 2019 | File Number:SR-DTC-2019-003 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Service Guide See Also - Exhibit 5 |
| Release Number:34-85288 | SEC Issue Date:Mar 11, 2019 | File Number:SR-DTC-2018-010 | SRO Organization:The Depository Trust Company (DTC) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions to a Matching Utility View Received Comments |
| Release Number:34-84954 | SEC Issue Date:Dec 26, 2018 | File Number:SR-DTC-2018-010 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions to a Matching Utility View Received Comments |
| Release Number:34-84949 | SEC Issue Date:Dec 21, 2018 | File Number:SR-NSCC-2018-013, SR-FICC-2018-014, SR-DTC-2018-012 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Revise the Clearing Agency Investment Policy |
| Release Number:34-84894 | SEC Issue Date:Dec 20, 2018 | File Number:SR-DTC-2018-013 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Service Guide for the Canadian-Link Service See Also - Exhibit 5 |
| Release Number:34-84768 | SEC Issue Date:Dec 10, 2018 | File Number:SR-DTC-2018-011 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Guide to the DTC Fee Schedule See Also - Exhibit 5 |
| Release Number:34-84751 | SEC Issue Date:Dec 7, 2018 | File Number:SR-DTC-2018-010 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of a Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions To a Matching Utility View Received Comments See Also - Exhibit 5 |
| Release Number:34-84458 | SEC Issue Date:Oct 19, 2018 | File Number:SR-NSCC-2018-009, SR-FICC-2018-010, SR-DTC-2018-009 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agency Frameworks |
| Release Number:34-84426 | SEC Issue Date:Oct 15, 2018 | File Number:SR-DTC-2018-008 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan |
| Release Number:34-83972 | SEC Issue Date:Aug 28, 2018 | File Number:SR-DTC-2017-021 | SRO Organization:The Depository Trust Company (DTC) |
Details: Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a Recovery & Wind-Down Plan and Related Rules View Received Comments |