This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

SEC Proposed Rules RSS Feed

Issue Date File Number Rulemaking Status
S7-24-15 Use of Derivatives by Registered Investment Companies and Business Development Companies
Investment Management
Final Rule
Use of Derivatives by Registered Investment Companies and Business Development Companies
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S7-24-15 Use of Derivatives by Registered Investment Companies and Business Development Companies
Investment Management
Proposed Rule
Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered Investment Advisers Regarding Retail Customers' Transactions in Certain Leveraged/Inverse Investment Vehicles
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S7-24-15 Use of Derivatives by Registered Investment Companies and Business Development Companies
Investment Management
Proposed Rule
Use of Derivatives by Registered Investment Companies and Business Development Companies
View Related Activity

Last Reviewed or Updated: June 28, 2024