SEC.gov | Rulemaking Activity

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This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.


Issue Date	File Number	Rulemaking	Status
June 8, 2011	S7-10-11	Beneficial Ownership Reporting Requirements and Security-Based Swaps Corporation Finance	Final Rule Beneficial Ownership Reporting Requirements and Security-Based Swaps 34-64628 View Related Activity
March 17, 2011	S7-10-11	Beneficial Ownership Reporting Requirements and Security-Based Swaps Corporation Finance	Proposed Rule Beneficial Ownership Reporting Requirements and Security-Based Swaps 34-64087 View Related Activity

Last Reviewed or Updated: Sept. 13, 2024

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