Rulemaking Activity

This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

Issue Date File Number Rulemaking Status
S7-05-17 Exemptions From Investment Adviser Registration for Advisers to Small Business Investment Companies
Investment Management
Final Rule
Exemptions From Investment Adviser Registration for Advisers to Small Business Investment Companies
IA-4839
View Related Activity
S7-05-17 Exemptions From Investment Adviser Registration for Advisers to Small Business Investment Companies
Investment Management
Proposed Rule
Amendments to Investment Advisers Act Rules To Reflect Changes Made by the FAST Act
IA-4697
View Related Activity
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Last Reviewed or Updated: Sept. 13, 2024