This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Issue Date | File Number | Rulemaking | Status |
---|---|---|---|
S7-03-21 | Holding Foreign Companies Accountable Act Disclosure
Corporation Finance |
View Related Activity | |
Temporary Amendments to Regulation Crowdfunding; Extension
Corporation Finance |
|||
Temporary Amendments to Regulation Crowdfunding
Corporation Finance |
|||
Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19) | |||
S7-02-19 | Amendments to the Timing Requirements for Filing Reports on Form N-Port
Investment Management |
||
Regulation Crowdfunding and Regulation A Relief and Assistance for Victims of Hurricane Michael
Corporation Finance |
|||
Regulation Crowdfunding and Regulation A Relief and Assistance for Victims of Hurricane Florence
Corporation Finance |
|||
S7-03-18 | Investment Company Liquidity Risk Management Programs; Commission Guidance for In-Kind ETFs | ||
Regulation Crowdfunding and Regulation A Relief and Assistance for Victims of Hurricane Harvey, Hurricane Irma, and Hurricane Maria | |||
S7-26-11 | Exemptions for Security-Based Swaps
Corporation Finance |
View Related Activity | |
Interim Final Temporary Rule Regarding the Consolidated Audit Trail Dates: See Notification regarding expired temporary rule, | |||
S7-11-16 | Adjustments to Civil Monetary Penalty Amounts
General Counsel |
||
S7-09-16 | Form 10-K Summary
Corporation Finance |
||
S7-01-16 | Simplification of Disclosure Requirements for Emerging Growth Companies and Forward Incorporation by Reference on Form S-1 for Smaller Reporting Companies
Corporation Finance |
||
S7-26-11 | Exemptions for Security-Based Swaps
Corporation Finance |
View Related Activity | |
S7-01-14 | Treatment of Certain Collateralized Debt Obligations Backed Primarily by Trust Preferred Securities With Regard to Prohibitions and Restrictions on Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
Investment Management, Trading and Markets |
||
S7-19-10 | Registration of Municipal Advisors (Corrected to conform to Federal Register version)
Municipal Securities |
View Related Activity | |
S7-26-11 | Exemptions for Security-Based Swaps
Corporation Finance |
View Related Activity | |
S7-19-10 | Temporary Registration of Municipal Advisors
Municipal Securities |
View Related Activity | |
S7-30-11 | Retail Foreign Exchange Transactions
Trading and Markets |
View Related Activity | |
S7-19-10 | Temporary Registration of Municipal Advisors
Municipal Securities |
View Related Activity | |
S7-30-11 | Retail Foreign Exchange Transactions
Trading and Markets |
View Related Activity | |
S7-29-11 | Amendment to Rule Filing Requirements for Dually-Registered Clearing Agencies
Trading and Markets |
View Related Activity | |
S7-02-09 | Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps
Corporation Finance |
View Related Activity | |
S7-26-11 | Exemptions for Security-Based Swaps
Corporation Finance |
View Related Activity | |
S7-02-09 | Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps
Corporation Finance |
View Related Activity | |
S7-28-10 | Reporting of Security-Based Swap Transaction Data
Trading and Markets |
||
S7-19-10 | Temporary Registration of Municipal Advisors
Municipal Securities |
View Related Activity | |
S7-20-09 | Disclosure of Certain Money Market Fund Portfolio Holdings
Investment Management |
View Related Activity | |
S7-32-08 | Temporary Exemption for Liquidation of Certain Money Market Funds
Investment Management |
View Related Activity | |
S7-31-08 | Disclosure of Short Sales and Short Positions by Institutional Investment Managers
Corporation Finance, Investment Management, Trading and Markets |
View Related Activity | |
S7-30-08 | Amendments to Regulation SHO
Trading and Markets |
View Related Activity | |
S7-23-07 | Principal Trades with Certain Advisory Clients | View Related Activity |
Last Reviewed or Updated: July 22, 2024