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Interim Final Rule

Temporary Registration of Municipal Advisors

Overview

The Commission is adopting an interim final temporary rule that establishes a means for municipal advisors, as defined in the Dodd-Frank Wall Street Reform and Consumer Protection Act \1\ ("Dodd- Frank Act'), to satisfy temporarily the requirement that they register with the Commission by October 1, 2010. ---------------------------------------------------------------------------

Last Reviewed or Updated: April 7, 2023