34-92086
June 2, 2021
2021-54
Order Determining Whistleblower Award Claim
34-92067
May 28, 2021
2021-53
Order Determining Whistleblower Award Claim
34-92065
May 28, 2021
2021-52
Order Determining Whistleblower Award Claim
34-92037
May 27, 2021
2021-51
Order Determining Whistleblower Award Claim
33-10944, 34-92018
May 26, 2021
265-28
Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 29312)
34-91933
May 19, 2021
2021-50
Order Determining Whistleblower Award Claim
33-10942, 34-91852, IA-5734, IC-34269
May 17, 2021
S7-06-21
Regulatory Flexibility Agenda
Comments Due: on or before 30 days after publication in the Federal Register
View Received Comments
Federal Register version (86 FR 41372)
34-91903
May 17, 2021
2021-49
Order Determining Whistleblower Award Claim
34-91902
May 17, 2021
2021-48
Order Determining Whistleblower Award Claim
34-91896
May 14, 2021
2021-47
Order Determining Whistleblower Award Claim
34-91877
May 12, 2021
Order Granting Application by Nasdaq PHLX LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference
Federal Register version (86 FR 26997)
34-91854
May 12, 2021
2021-46
Order Determining Whistleblower Award Claim
IA-5733
May 10, 2021
S7-05-21
Performance-Based Investment Advisory Fees
Federal Register version (86 FR 26685)
34-91808
May 10, 2021
2021-45
Order Determining Whistleblower Award Claim
34-91805
May 10, 2021
2021-44
Order Determining Whistleblower Award Claim
34-91798
May 7, 2021
SBSDR-2020-01
Security-Based Swap Data Repositories; DTCC Data Repository (U.S.), LLC; Order Approving Application for Registration as a Security-Based Swap Data Repository
See Also -
Form SDR Application and Exhibits , Rel No. 34-91071
Federal Register version (86 FR 26115)
IA-5730
May 4, 2021
Baomap Advisors Limited, et al. (Order Cancelling Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
34-91651
April 23, 2021
2021-43
Order Determining Whistleblower Award Claim
34-91650
April 23, 2021
2021-42
Order Determining Whistleblower Award Claim
34-91649
April 23, 2021
2021-41
Order Determining Whistleblower Award Claim
33-10938, 34-91583
April 16, 2021
265-32
SEC Small Business Capital Formation Advisory Committee
View Received Comments
Federal Register version (86 FR 20754)