Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
33-10993, 34-93204, 39-2541, IC-34392 S7-12-21 Potential Technical Changes to EDGAR Filer Access and Filer Account Management Processes
Comments Due: The later of December 1, 2021 or 30 days after publication in the Federal Register
View Received Comments
Submit a Comment on S7-12-21
Federal Register version (86 FR 55029)
34-93145 2021-98 Order Determining Whistleblower Award Claim
34-93142 2021-97 Order Determining Whistleblower Award Claim
34-93118 2021-96 Order Determining Whistleblower Award Claim
34-93055 2021-95 Order Determining Whistleblower Award Claim
34-93049 2021-94 Order Determining Whistleblower Award Claim
33-10983, 34-93048 Order Approving The Public Company Accounting Oversight Board Supplemental Budget For Calendar Year 2021
34-93051 In the Matter of Joint Industry Plan; Order Approving, as Modified, a National Market System Plan Regarding Consolidated Equity Market Data: Order Denying Stay
34-93016 2021-93 Order Determining Whistleblower Award Claim
34-93013 2021-92 Order Determining Whistleblower Award Claim
34-92985 2021-91 Order Determining Whistleblower Award Claim
34-92969 2021-90 Order Determining Whistleblower Award Claim
34-92966 265-33 Asset Management Advisory Committee; Meeting
View Received Comments
Submit a Comment on 265-33
Federal Register version (86 FR 51943)
34-92931 2021-89 Order Determining Whistleblower Award Claim
34-92929 2021-88 Order Determining Whistleblower Award Claim
33-10976, 34-92872 265-32 SEC Small Business Capital Formation Advisory Committee
View Received Comments
Submit a Comment on 265-32
Federal Register version (86 FR 50569)
34-92766, IA-5833 S7-10-21 Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology To Develop and Provide Investment Advice
Comments Due: October 1, 2021
View Received Comments
See Also - Press Release
Submit a Comment on S7-10-21
Federal Register version (86 FR 49067)
34-92780 2021-87 Order Determining Whistleblower Award Claim
34-92778 2021-86 Order Determining Whistleblower Award Claim
34-92777 2021-85 Order Determining Whistleblower Award Claim
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Last Reviewed or Updated: June 28, 2024