The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-90315 | Nov 3, 2020 | SR-OCC-2020-013 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change To Update The Options Clearing Corporation's Recovery and Orderly Wind-Down Plan |
| 34-90139 | Oct 8, 2020 | SR-OCC-2020-012 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning The Options Clearing Corporation's Synthetic Futures Model |
| 34-90100 | Oct 6, 2020 | SR-OCC-2020-010 | The Options Clearing Corporation | Order Approving Proposed Rule Change Concerning the Commingling of Certain Non-Customer Margin Assets With Clearing Fund Contributions in the Options Clearing Corporation's Account at the Federal Reserve Bank of Chicago |
| 34-90065 | Oct 1, 2020 | SR-OCC-2020-011 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change To Adopt a New Second Amended and Restated Cross-Margining Agreement Between The Options Clearing Corporation and The Chicago Mercantile Exchange |
| 34-89809 | Sep 10, 2020 | SR-OCC-2020-008 | The Options Clearing Corporation | Order Approving Proposed Rule Change To Enhance OCC's Stock Loan Close-Out Process |
| 34-89590 | Aug 18, 2020 | SR-OCC-2020-010 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning the Commingling of Certain Non-Customer Margin Assets with Clearing Fund Contributions in The Options Clearing Corporation's Account at the Federal Reserve Bank of Chicago See Also - Exhibit 5, Exhibit 5 |
| 34-89534 | Aug 12, 2020 | SR-OCC-2020-009 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Options Clearing Corporation's Schedule of Fees See Also - Exhibit 5, Exhibit 5 |
| 34-89392 | Jul 24, 2020 | SR-OCC-2020-007 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning The Options Clearing Corporation's Synthetic Futures Model |
| 34-89393 | Jul 24, 2020 | SR-OCC-2020-008 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change To Enhance OCC's Stock Loan Close-Out Process See Also - Exhibit 5, Exhibit 5 |
| 34-89037 | Jun 10, 2020 | SR-OCC-2020-006 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Administrative Updates to The Options Clearing Corporation's Risk Management Policies View Received Comments |