The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93102 | Sep 22, 2021 | SR-OCC-2021-007 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change Concerning the Options Clearing Corporation's Governance Arrangements Comments Due: September 1, 2021 Submit a Comment on SR-OCC-2021-007
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| 34-92690 | Aug 17, 2021 | SR-OCC-2021-008 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Changes to the By-Laws and Rules of the Options Clearing Corporation Comments Due: September 13, 2021 See Also - Exhibit 3, Exhibit 5, Exhibit 3, Exhibit 5 |
| 34-92584 | Aug 5, 2021 | SR-OCC-2021-007 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning The Options Clearing Corporation's Governance Arrangements Comments Due: September 1, 2021 |
| 34-92038 | May 27, 2021 | SR-OCC-2021-003 | The Options Clearing Corporation | Order Approving Proposed Rule Change To Establish OCC's Persistent Minimum Skin-In-The-Game Comments Due: March 23, 2021 View Received Comments |
| 34-91935 | May 19, 2021 | SR-OCC-2021-004 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change Relating to Revisions to OCC's Auction Participation Requirements Comments Due: April 27, 2021 |
| 34-91920 | May 18, 2021 | SR-OCC-2021-006 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise The Options Clearing Corporation's Schedule of Fees Comments Due: June 14, 2021 See Also - Exhibit 5, Exhibit 5 |
| 34-91833 | May 10, 2021 | SR-OCC-2021-005 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning The Options Clearing Corporation's Synthetic Futures Model Comments Due: June 4, 2021 |
| 34-91483 | Apr 6, 2021 | SR-OCC-2021-003 | The Options Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Establish OCC's Persistent Minimum Skin-in-the-Game Comments Due: March 23, 2021 View Received Comments |
| 34-91445 | Mar 31, 2021 | SR-OCC-2021-004 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Relating to Revisions to OCC's Auction Participation Requirements Comments Due: April 27, 2021 |
| 34-91199 | Feb 24, 2021 | SR-OCC-2021-003 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change To Establish OCC's Persistent Minimum Skin-in-the-Game Comments Due: March 23, 2021 View Received Comments See Also - Exhibit 5, Exhibit 5 |