National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96327 | Nov 16, 2022 | SR-NSCC-2022-014 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Changes To Addendum A To Adopt Fees for the AIP Document Transfer Service as Part of AIP Attachments Comments Due: December 13, 2022 View Received Comments See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-NSCC-2022-014
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| 34-96219 | Nov 3, 2022 | SR-NSCC-2022-013 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes Comments Due: November 30, 2022 See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-NSCC-2022-013 |
| 34-96088 | Oct 14, 2022 | SR-NSCC-2022-009 | National Securities Clearing Corporation | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge Comments Due: Novemeber 10, 2022 Rebuttal comments due: 35 days after publication in the Federal Register |
| 34-95725 | Sep 9, 2022 | SR-NSCC-2022-006 | National Securities Clearing Corporation | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Submit a Comment on SR-NSCC-2022-006 |
| 34-95723 | Sep 9, 2022 | SR-NSCC-2022-012 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Number of Clarifications and Enhancements to NSCC's Rules & Procedures Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95656 | Sep 1, 2022 | SR-NSCC-2022-005 | National Securities Clearing Corporation | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Revise the Excess Capital Premium Charge Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| 34-95650 | Sep 1, 2022 | SR-NSCC-2022-009 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge Comments Due: Novemeber 10, 2022 Rebuttal comments due: 35 days after publication in the Federal Register |
| 34-95618 | Aug 26, 2022 | SR-NSCC-2021-016 | National Securities Clearing Corporation | Order Approving of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 View Received Comments |
| 34-95437 | Aug 5, 2022 | SR-NSCC-2022-011 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance National Securities Clearing Corporation Automated Customer Account Transfer Service Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95283 | Jul 14, 2022 | SR-NSCC-2022-006 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework |